{"url":"https://nivawealth.com/firms/wickham-financial-group-307299","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307299","regulatoryAum":192959153,"crd":"307299","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3041464","suffix":null,"lastName":"BEECHER","firstName":"MICHAEL","middleName":"B"},{"crd":"6556319","suffix":null,"lastName":"Smalley","firstName":"JENNIFER","middleName":null},{"crd":"2508545","suffix":null,"lastName":"WICKHAM","firstName":"GRAHAM","middleName":"STEWART"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-25","regulatoryAum":133731951,"clients":297,"employees":3,"offices":1},{"filedOn":"2023-02-22","regulatoryAum":124984926,"clients":304,"employees":3,"offices":1},{"filedOn":"2024-06-26","regulatoryAum":144405158,"clients":289,"employees":4,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":145808313,"clients":284,"employees":4,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":192959153,"clients":308,"employees":4,"offices":1}],"secFileNumber":"801-124758","legalName":"Wickham Financial Group, Inc.","displayName":"Wickham Financial Group","slug":"wickham-financial-group-307299","website":"https://wickhamservices.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/wickham-financial-&-insurance-services/?viewAsMember=true","founded":null,"organization":"Georgia corporation","fiscalYearEnd":"December","headquarters":{"street":"331 Washington Avenue Ne","city":"Marietta","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30060"},"tradeNames":["Wickham Financial & Insurance Services"],"registration":{"secApproved":"22 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":622606.2889610389,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":192959153,"discretionary":76823329,"discretionaryAccounts":207,"nonDiscretionary":116135824,"nonDiscretionaryAccounts":588,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":255,"regulatoryAum":75770814},{"label":"High-net-worth individuals","clients":53,"regulatoryAum":115991923},{"label":"Other","clients":null,"fewerThan5":true,"regulatoryAum":1196416}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028386","versionId":1028386,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.55,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is billed as a percentage of plan assets, not to exceed 1.55%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028386","versionId":1028386,"submittedOn":"2026-03-27","documentName":"WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:32:54.260847+00:00","documents":[{"name":"WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028386","versionId":1028386,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":191762737}],"custodyNote":"Wickham Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Graham Wickham","title":"President & Chief Compliance Officer","crd":"2508545"}],"ownership":[{"label":"Graham Wickham","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since February 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"331 Washington Avenue Ne","city":"Marietta","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"770-424-8711","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":83},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307299/PDF/307299.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028386","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wickham Financial Group have?","answer":"Wickham Financial Group has 308 clients and manages $193 million for them, as of March 2026. They include 255 individual clients and 53 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wickham Financial Group offer?","answer":"Wickham Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wickham Financial Group charge?","answer":"Wickham Financial Group charges up to 1.55% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.","source":"WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Wickham Financial Group use?","answer":"Wickham Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $192M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wickham Financial Group have?","answer":"Wickham Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wickham Financial Group invest in?","answer":"At the end of its last fiscal year, Wickham Financial Group’s separately managed accounts held 83% pooled vehicles (private funds and similar), 16% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wickham Financial Group?","answer":"Wickham Financial Group’s direct owner is Graham Wickham (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wickham Financial Group get paid?","answer":"Wickham Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wickham Financial Group?","answer":"Wickham Financial Group’s main office is at 331 Washington Avenue Ne, Marietta, GA 30060. Its phone number is 770-424-8711. Its website is wickhamservices.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}