Jennifer Smalley has been an investment adviser representative at Wickham Financial Group since November 2025, and is not listed among the firm’s executive officers or direct owners. Jennifer Smalley holds a Bachelor of Business Administration in Accounting from The University of Georgia and a Master of Business Administration from Georgia State University.
Wickham Financial Group, Inc. is a Marietta, GA firm with $193M under management, 308 clients and 3 advisers in one office, as of its March 2026 filing.
Jennifer Smalley is Investment Advisor at Wickham Financial & Insurance Services. She has over nine years of experience as a Financial Advisor and Certified Divorce Financial Analyst (CDFA) and specializes in tax strategy and divorce planning. She hosts seminars and workshops on various financial topics.
Jennifer Smalley’s longest registration was 10 years at Thrivent Investment Management Inc. (2015–2025). Before joining Wickham Financial Group in 2025, Jennifer Smalley was registered through Thrivent Investment Management Inc.
- – present · under a yearMarietta, GA · Adviser representative · Firm CRD 307299
- Thrivent Investment Management Inc.– · 10 yearsMarietta, GA · Adviser representative · Firm CRD 18387
Professional designations
Listed by Wickham Financial Group
- CDFA
Investment adviser representative registrations
Jennifer Smalley is registered as an investment adviser representative in Georgia, since November 2025.
- GeorgiaSince 6 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 December 2015 |
| Series 7 | General Securities Representative Examination | 25 November 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6556319
- Firm
- Wickham Financial Group · CRD 307299
- Office
- 331 WASHINGTON AVENUE NE, Marietta, GA 30060
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wickhamservices.com
Where does Jennifer Smalley work?
Jennifer Smalley is an investment adviser representative registered through Wickham Financial Group, Inc. since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jennifer Smalley a financial advisor?
Yes. Jennifer Smalley has a current investment-adviser registration in Georgia, through Wickham Financial Group since November 2025.
How many years of experience does Jennifer Smalley have?
Jennifer Smalley has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has Jennifer Smalley passed?
Jennifer Smalley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2015. FINRA credited Jennifer Smalley with the SIE, which began in October 2018.
Where did Jennifer Smalley work before Wickham Financial Group?
Before Wickham Financial Group, Jennifer Smalley was registered through Thrivent Investment Management Inc., January 2015 to March 2025.
Where is Jennifer Smalley based?
Jennifer Smalley’s registered office is in Marietta, GA.
Is Jennifer Smalley registered with FINRA?
No. Jennifer Smalley has no current broker registration.
How can I verify Jennifer Smalley’s record?
Search CRD 6556319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jennifer Smalley’s full registration record.