Graham Wickham has been President & Chief Compliance Officer of Wickham Financial Group since February 2020, is a control person of the firm and directly owns 75% or more of it. Graham Wickham holds a Bachelor's degree in economics from Western Carolina University.
Wickham Financial Group, Inc. is a Marietta, GA firm with $193M under management, 308 clients and 3 advisers in one office, as of its March 2026 filing.
Graham Wickham is President and CEO of Wickham Financial & Insurance Services. The Wickham Financial & Insurance Services companies have been part of the Marietta business community for more than forty years, and he has expanded the family of companies to include financial planning and strategies for broader financial needs. He is an investment advisor representative and insurance agent.
Graham Wickham’s longest registration is the current one, 6 years at Wickham Financial Group since 2020. Before joining Wickham Financial Group in 2020, Graham Wickham was registered through Carter, Terry & Company, Inc.
- – present · 6 yearsMarietta, GA · Adviser representative · Firm CRD 307299
- Carter, Terry & Company, Inc.– · 4 yearsAtlanta, GA · Adviser representative · Firm CRD 16365
Investment adviser representative registrations
Graham Wickham is registered as an investment adviser representative in 2 states. The first approvals date from February 2020; the most recent is Georgia, in March 2020.
- GeorgiaSince 5 March 2020
- TexasSince 21 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 July 2010 |
| Series 24 | General Securities Principal Examination | 8 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 1994 |
| Series 7 | General Securities Representative Examination | 24 August 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Graham Stewart Wickham
- CRD
- 2508545
- Firm
- Wickham Financial Group · CRD 307299
- Role
- President & Chief Compliance Officer
- Office
- 331 WASHINGTON AVENUE NE, Marietta, GA 30060
- Registration
- Investment adviser registration
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wickhamservices.com
Where does Graham Wickham work?
Graham Wickham has been President & Chief Compliance Officer of Wickham Financial Group, Inc. since February 2020, and is a control person of the firm.
Is Graham Wickham a financial advisor?
Yes. Graham Wickham has a current investment-adviser registration in Georgia and Texas, through Wickham Financial Group since February 2020.
How many years of experience does Graham Wickham have?
Graham Wickham has 32 years in the financial industry, since September 1994, across 2 adviser firms.
What exams has Graham Wickham passed?
Graham Wickham has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in August 1994. FINRA credited Graham Wickham with the SIE, which began in October 2018.
Where is Graham Wickham based?
Graham Wickham’s registered office is in Marietta, GA.
Is Graham Wickham registered with FINRA?
No. Graham Wickham has no current broker registration.
How can I verify Graham Wickham’s record?
Search CRD 2508545 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Graham Wickham’s full registration record.