Volk Financial provides portfolio management for individuals and small businesses.
Volk Financial reports 176 clients. They include 143 individual clients and 33 high-net-worth individuals. Of its assets, 98.0% ($114M across 524 accounts) are managed with discretion; $2.32M across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 43% |
| High-net-worth individuals | 19% | 56% |
| Charitable organizations | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 143 | $50.1M | 43.0% | $350K |
| High-net-worth individuals | 33 | $65.3M | 56.0% | $1.98M |
| Charitable organizations | Fewer than 5 | $1.19M | 1.0% | — |
| Total | 176 | $117M | 100% | — |
- Clients
- 143
- Regulatory AUM
- $50.1M
- AUM share
- 43.0%
- Avg. per client
- $350K
- Clients
- 33
- Regulatory AUM
- $65.3M
- AUM share
- 56.0%
- Avg. per client
- $1.98M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.19M
- AUM share
- 1.0%
- Avg. per client
- —
Total
- Clients
- 176
- Regulatory AUM
- $117M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Volk Financial is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Consulting
- Hourly financial consulting at $400 per hour, negotiated in advance; one-half of the estimated fee is billed in advance and one-half on completion.
Kimberly Volk owns 75% or more of Volk Financial. The leadership team of Volk Financial includes President Kimberly Volk and Chief Compliance Officer Audra Dortch. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Volk Financial LLC
Kimberly Volk
Control person · since March 2020
Besides its headquarters, Volk Financial has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Maine · 1 listed address
- 358 U.S. Route 1, Suite 101, FalmouthHQ
Contact and registration details
- Legal name
- Volk Financial LLC
- Headquarters
- 358 U.S. Route 1, Suite 101, Falmouth, ME 04105
- Website
- maineadvisory.com
- Phone
- 207-778-2250
- SEC file
- 801-136260
- Structure
- Maine LLC
- Fiscal year end
- December
Volk Financial’s named custodian for separately managed accounts is Charles Schwab ($117M). Volk Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $117M100%
At year end, Volk Financial’s separately managed accounts were mostly in stocks (91%).
What the accounts hold
- Stocks91%
- Bonds1%
- Cash8%
How many clients does Volk Financial have?
Volk Financial has 176 clients and manages $117 million for them, as of September 2026. They include 143 individual clients and 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026
What services does Volk Financial offer?
Volk Financial provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Volk Financial use?
Volk Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 September 2026
How many financial advisors does Volk Financial have?
Volk Financial has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Volk Financial invest in?
At the end of its last fiscal year, Volk Financial’s separately managed accounts held 91% exchange-traded equities, 8% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Volk Financial?
Volk Financial’s direct owner is Kimberly Volk (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 September 2026
How does Volk Financial get paid?
Volk Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Volk Financial?
Volk Financial’s main office is at 358 U.S. Route 1, Suite 101, Falmouth, ME 04105. Its phone number is 207-778-2250. Its website is maineadvisory.com.
