Kimberly Volk has been President, Managing Member, and Iar of Volk Financial since March 2020, is a control person of the firm and directly owns 75% or more of it.
Volk Financial LLC is a Falmouth, ME firm with $117M under management, 176 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Kimberly L. Volk is President and Chief Compliance Officer of Maine Advisory Associates, and an Investment Advisor Representative. She was chosen as the successor to the investment advisory firm founded by Trish Barnes in 2006. She has more than 25 years' experience in executive and financial capacities at wealth management and investment firms, including Vice President and Chief Compliance Officer for a Portland-based investment advisory firm, Chief Financial Officer for a Maine Trust company, and President of a high net worth family office.
Kimberly Volk’s longest registration was 5 years at Aurora Financial Group, LLC (2014–2020). Before joining Volk Financial in 2021, Kimberly Volk was registered through Maine Advisory Associates, Inc. and Aurora Financial Group, LLC.
- Maine Advisory Associates, Inc.– · 1 yearNew Sharon, ME · Adviser representative · Firm CRD 173886
- Aurora Financial Group, LLC– · 5 yearsPortland, ME · Adviser representative · Firm CRD 134895
Professional designations
Listed by Volk Financial
- Certified Trust and Fiduciary Advisor (CTFA)
Investment adviser representative registrations
Kimberly Volk is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2021; the most recent is Texas, in July 2026.
- MaineSince 4 January 2021
- New HampshireSince 3 June 2022
- TexasResidentSince 27 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 January 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Kimberly Lynn Volk
- CRD
- 5946969
- Firm
- Volk Financial · CRD 311679
- Role
- President, Managing Member, and Iar
- Registration
- Investment adviser registration
- In the industry since
- February 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- maineadvisory.com
Where does Kimberly Volk work?
Kimberly Volk has been President, Managing Member, and Iar of Volk Financial LLC since March 2020, and is a control person of the firm.
Is Kimberly Volk a financial advisor?
Yes. Kimberly Volk has a current investment-adviser registration in Maine, New Hampshire and Texas, through Volk Financial since January 2021.
How many years of experience does Kimberly Volk have?
Kimberly Volk has 12 years in the financial industry, since February 2014, across 3 adviser firms.
What exams has Kimberly Volk passed?
Kimberly Volk passed the Series 65 in January 2014.
Where did Kimberly Volk work before Volk Financial?
Before Volk Financial, Kimberly Volk was registered through Aurora Financial Group, LLC, February 2014 to January 2020.
Is Kimberly Volk registered with FINRA?
No. Kimberly Volk has no current broker registration.
How can I verify Kimberly Volk’s record?
Search CRD 5946969 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kimberly Volk’s full registration record.