Skip to content

Audra Dortch

Chief Compliance Officer at Volk Financial

Firm officerUpdated

Audra Dortch has been Chief Compliance Officer of Volk Financial LLC, a Falmouth, ME investment adviser managing $117M, since September 2026.

2026
In role since
$117M
Firm AUM
176
Firm clients
2
Firm advisers

From Form ADV filed 23 September 2026Form ADV

Career

Audra Dortch is a control person of Volk Financial and directly owns under 5% of it.

Volk Financial is an investment adviser based in Falmouth, ME, registered with the SEC since 2026. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $117 million, as filed on 23 September 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
8349007
Firm
Volk Financial · CRD 311679
Role
Chief Compliance Officer
In role since
September 2026 · under a year
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Falmouth, ME
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Audra Dortch work?

Audra Dortch has been Chief Compliance Officer of Volk Financial LLC since September 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 September 2026

How can I verify Audra Dortch’s record?

Audra Dortch’s role is listed on Volk Financial LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 311679.

Source: Form ADV, Schedule A, filed 23 September 2026

Leadership at Volk Financial

Sources

  1. IAPD individual lookup, CRD 8349007, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Volk Financial LLC, filed 23 September 2026. Title, control and ownership bands.