Trinity Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Trinity Capital Management reports 496 clients. They include 400 individual clients, 95 high-net-worth individuals and 1 corporate or other business client. Of its assets, 99.8% ($164M across 494 accounts) are managed with discretion; $302K across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 78% |
| High-net-worth individuals | 19% | 22% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 400 | $128M | 78.0% | $321K |
| High-net-worth individuals | 95 | $35.9M | 21.8% | $378K |
| Corporations and other businesses | 1 | $292K | 0.2% | $292K |
| Total | 496 | $165M | 100% | $332K |
- Clients
- 400
- Regulatory AUM
- $128M
- AUM share
- 78.0%
- Avg. per client
- $321K
- Clients
- 95
- Regulatory AUM
- $35.9M
- AUM share
- 21.8%
- Avg. per client
- $378K
- Clients
- 1
- Regulatory AUM
- $292K
- AUM share
- 0.2%
- Avg. per client
- $292K
Total
- Clients
- 496
- Regulatory AUM
- $165M
- AUM share
- 100%
- Avg. per client
- $332K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Trinity Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Hourly planning is $500 an hour (minimum two hours); fixed fees are $2,000 for a 5-hour session or $3,500 for a 10-hour block, negotiable.
Morris Nutt owns 75% or more of Trinity Capital Management. The leadership team of Trinity Capital Management includes Chief Compliance Officer Morris Nutt. It has 5 employees, 2 of them in advisory roles.
Leadership
- Morris NuttManaging Member/ Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 1 insurance agent
- Owns 75% or more of Trinity Capital Management, LLC
Morris Nutt
Control person · since May 2016
Trinity Capital Management’s regulatory assets grew from $111M (March 2021) to $165M (March 2026); clients rose from 428 to 496 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $165M | 496 | 5 | 1 |
| March 2025 | $145M | 445 | 4 | 1 |
| April 2024 | $114M | 325 | 5 | 1 |
| March 2023 | $103M | 407 | 4 | 1 |
| June 2022 | $119M | 379 | 4 | 2 |
| March 2021 | $111M | 428 | 4 | 2 |
Besides its headquarters, Trinity Capital Management has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 1730 S. Germantown RD., Suite 224, GermantownHQ
Contact and registration details
- Legal name
- Trinity Capital Management, LLC
- Headquarters
- 1730 S. Germantown RD., Suite 224, Germantown, TN 38138
- Website
- trinitycapitalmanagement.net
- Phone
- 901-757-4448
- SEC file
- 801-111684
- Structure
- Tennessee LLC
- Fiscal year end
- December
Trinity Capital Management uses Raymond James ($165M) as custodian for its separately managed accounts. Trinity Capital Management does not have custody of client assets.
- Raymond JamesRaymond James Financial Services, Inc. · St. Petersburg, FL · $165M100%
At year end, Trinity Capital Management’s separately managed accounts were largely in stocks (46%) and funds (41%).
What the accounts hold
- Stocks46%
- Funds41%
- Cash7%
- Other6%
- Uits, reits, closed end funds, alternatives6%
How many clients does Trinity Capital Management have?
Trinity Capital Management has 496 clients and manages $165 million for them, as of March 2026. They include 400 individual clients, 95 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Trinity Capital Management offer?
Trinity Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Trinity Capital Management use?
Trinity Capital Management’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $165M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Trinity Capital Management have?
Trinity Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trinity Capital Management invest in?
At the end of its last fiscal year, Trinity Capital Management’s separately managed accounts held 46% exchange-traded equities, 41% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 6% other. The 6% other category is described as: Uits, Reits, Closed End Funds, Alternatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trinity Capital Management?
Trinity Capital Management’s direct owner is Morris Nutt (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Trinity Capital Management get paid?
Trinity Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Trinity Capital Management?
Trinity Capital Management’s main office is at 1730 S. Germantown RD., Suite 224, Germantown, TN 38138. Its phone number is 901-757-4448. Its website is trinitycapitalmanagement.net.