Morris Nutt has been Managing Member/ Chief Compliance Officer of Trinity Capital Management since May 2016, is a control person of the firm and directly owns 75% or more of it.
Trinity Capital Management, LLC is a Germantown, TN firm with $165M under management, 496 clients and 2 advisers in one office, as of its March 2026 filing.
Morris Nutt’s longest registration is the current one, 9 years at Trinity Capital Management since 2017. Before joining Trinity Capital Management in 2017, Morris Nutt was registered through Raymond James Financial Services Advisors, Inc and Raymond James Financial Services.
- Kingswood Wealth Advisors, LLC– · 3 yearsGermantown, TN · Adviser representative · Firm CRD 288792
- Raymond James Financial Services Advisors, Inc– · 8 yearsCordova, TN · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 4 yearsCordova, TN · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Morris Nutt is registered as an investment adviser representative in 2 states. The first approvals date from September 2017; the most recent is Louisiana, in October 2017.
- LouisianaSince 4 October 2017
- TexasSince 15 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 13 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1997 |
| Series 7 | General Securities Representative Examination | 24 June 1997 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Morris Gordon Nutt
- CRD
- 2891940
- Firm
- Trinity Capital Management · CRD 289583
- Role
- Managing Member/ Chief Compliance Officer
- Office
- 1730 S. GERMANTOWN RD., SUITE 224, Germantown, TN 38138
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Morris Nutt work?
Morris Nutt has been Managing Member/ Chief Compliance Officer of Trinity Capital Management, LLC since May 2016, and is a control person of the firm.
Is Morris Nutt a financial advisor?
Yes. Morris Nutt has a current investment-adviser registration in Louisiana and Texas, through Trinity Capital Management since September 2017.
How many years of experience does Morris Nutt have?
Morris Nutt has 29 years in the financial industry, since June 1997, across 4 adviser firms.
What exams has Morris Nutt passed?
Morris Nutt has passed 4 licensing exams: the Series 7, Series 63, Series 9 and Series 10. The earliest, the Series 7, was passed in June 1997. FINRA credited Morris Nutt with the SIE, which began in October 2018.
Where did Morris Nutt work before Trinity Capital Management?
Before Trinity Capital Management, Morris Nutt was registered through Raymond James Financial Services, March 2004 to January 2009.
Where is Morris Nutt based?
Morris Nutt’s registered office is in Germantown, TN.
Is Morris Nutt registered with FINRA?
Yes. Morris Nutt has a current broker registration, under CRD 2891940.
Source: FINRA BrokerCheck
How can I verify Morris Nutt’s record?
Search CRD 2891940 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Morris Nutt’s full registration record.