{"url":"https://nivawealth.com/firms/trinity-capital-management-289583","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289583","regulatoryAum":164518086,"crd":"289583","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"863746","suffix":null,"lastName":"davenport","firstName":"carroll","middleName":"douglas"},{"crd":"2891940","suffix":null,"lastName":"NUTT","firstName":"MORRIS","middleName":"GORDON"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-16","regulatoryAum":110561154,"clients":428,"employees":4,"offices":2},{"filedOn":"2022-06-17","regulatoryAum":119434916,"clients":379,"employees":4,"offices":2},{"filedOn":"2023-03-23","regulatoryAum":102506463,"clients":407,"employees":4,"offices":1},{"filedOn":"2024-04-25","regulatoryAum":114326100,"clients":325,"employees":5,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":144796236,"clients":445,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":164518086,"clients":496,"employees":5,"offices":1}],"secFileNumber":"801-111684","legalName":"Trinity Capital Management, LLC","displayName":"Trinity Capital Management","slug":"trinity-capital-management-289583","website":"https://trinitycapitalmanagement.net/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1730 S. Germantown RD., Suite 224","city":"Germantown","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"38138"},"tradeNames":[],"registration":{"secApproved":"15 September 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":331770.27474747476,"staff":{"employees":5,"advisory":2,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":164518086,"discretionary":164216366,"discretionaryAccounts":494,"nonDiscretionary":301720,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":400,"regulatoryAum":128324083},{"label":"High-net-worth individuals","clients":95,"regulatoryAum":35902203},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":291800}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Hourly planning is $500 an hour (minimum two hours); fixed fees are $2,000 for a 5-hour session or $3,500 for a 10-hour block, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034975","versionId":1034975,"submittedOn":"2026-03-31","documentName":"TRINITY CAPITAL MANAGEMENT, LLC 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:52:19.271826+00:00","documents":[{"name":"TRINITY CAPITAL MANAGEMENT, LLC 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034975","versionId":1034975,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Raymond James Financial Services, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":164518066}],"custodyNote":"Trinity Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Morris Nutt","title":"Managing Member/ Chief Compliance Officer","crd":"2891940"}],"ownership":[{"label":"Morris Nutt","detail":"Managing member/ chief compliance officer in the 75% or more ownership band and a control person, since May 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"1730 S. Germantown RD., Suite 224","city":"Germantown","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"901-757-4448","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":46},{"label":"Securities issued by registered investment companies or business development companies","percent":41},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":6,"detail":"Uits, Reits, Closed End Funds, Alternatives"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289583/PDF/289583.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034975","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Trinity Capital Management have?","answer":"Trinity Capital Management has 496 clients and manages $165 million for them, as of March 2026. They include 400 individual clients, 95 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trinity Capital Management offer?","answer":"Trinity Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Trinity Capital Management use?","answer":"Trinity Capital Management’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $165M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Trinity Capital Management have?","answer":"Trinity Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Trinity Capital Management invest in?","answer":"At the end of its last fiscal year, Trinity Capital Management’s separately managed accounts held 46% exchange-traded equities, 41% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 6% other. The 6% other category is described as: Uits, Reits, Closed End Funds, Alternatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Trinity Capital Management?","answer":"Trinity Capital Management’s direct owner is Morris Nutt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trinity Capital Management get paid?","answer":"Trinity Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Trinity Capital Management?","answer":"Trinity Capital Management’s main office is at 1730 S. Germantown RD., Suite 224, Germantown, TN 38138. Its phone number is 901-757-4448. Its website is trinitycapitalmanagement.net.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}