The Wellington GRP provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year. The firm advises 1 private fund.
The Wellington GRP reports 1,516 clients. They include 1,439 individual clients and 77 high-net-worth individuals. Of its assets, 100.0% ($474M across 1,516 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 38% |
| High-net-worth individuals | 5% | 62% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,439 | $180M | 37.9% | $125K |
| High-net-worth individuals | 77 | $294M | 62.1% | $3.82M |
| Total | 1,516 | $474M | 100% | $312K |
- Clients
- 1,439
- Regulatory AUM
- $180M
- AUM share
- 37.9%
- Avg. per client
- $125K
- Clients
- 77
- Regulatory AUM
- $294M
- AUM share
- 62.1%
- Avg. per client
- $3.82M
Total
- Clients
- 1,516
- Regulatory AUM
- $474M
- AUM share
- 100%
- Avg. per client
- $312K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 1–10
The Wellington GRP charges up to 2.00% a year for its Portfolio management fees. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Initial financial planning fee
- Initial financial planning engagement fee of $250 to $10,000, negotiable and nonrefundable; fixed planning fees are 50% paid in advance.
Anthony Bonanno owns 75% or more of The Wellington GRP. The leadership team of The Wellington GRP includes Chief Operating Officer Nathaniel Miller. It has 10 employees, 9 of them in advisory roles.
Leadership
- Nathaniel MillerMember & Chief Operating Officer
Anthony BonannoManaging Member
Thomas CatesMember
Maxwell MoritzMember
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 9 in advisory functions
- 9 state-registered reps
- 1 broker-dealer rep
- 10 insurance agents
- Owns 75% or more of The Wellington GRP LLC
Anthony Bonanno
Control person · since August 2024
- Owns 10% to 25% of The Wellington GRP LLC
Thomas Cates
Control person · since August 2024
- Owns 5% to 10% of The Wellington GRP LLC
Maxwell Moritz
Control person · since August 2024
The Wellington GRP’s regulatory assets grew 3.5× from $136M (July 2025) to $474M (March 2026); clients rose from 109 to 1,516 and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $474M | 1,516 | 10 | 2 |
| July 2025 | $136M | 109 | 10 | 1 |
Besides its headquarters, The Wellington GRP has 1 office, with 2 listed addresses in Indiana.
Indiana · 2 listed addresses
- 9000 Keystone Crossing, Suite 400, IndianapolisHQ
- 2106 E 86th Street, Indianapolis
Other business names
The Wellington GRP has reported 1 other business name to the SEC.
- The Wellington Group
Contact and registration details
- Legal name
- The Wellington GRP LLC
- Headquarters
- 9000 Keystone Crossing, Suite 400, Indianapolis, IN 46240
- Website
- thewellingtongroupllc.com
- Phone
- 317-846-5055
- @thewellingtongroup
- SEC file
- 801-131076
- Structure
- Indiana LLC
- Fiscal year end
- December
The Wellington GRP uses Charles Schwab ($474M) as custodian for its separately managed accounts. The Wellington GRP has custody of $57.3M in client assets for 102 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $474M100%
At year end, The Wellington GRP’s separately managed accounts were mostly in funds (60%) and stocks (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $378M across 144 positions; the largest are Invesco Exch Traded FD TR II (8.0%), iShares TR (6.7%) and Vanguard Index Fds (6.5%).
What the accounts hold
- Stocks27%
- Funds60%
- Registered funds59%
- Pooled vehicles1%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash5%
- Other6%
- Derivatives6%
Reported 13F holdings
- $378M
- Reported 13F value
- 144
- Positions
- 49.1%
- In the 10 largest
- +16.4%
- Value vs. prior quarter
- Invesco Exch Traded FD TR II · S&P Smallcap 6008.0%
- iShares TR · Ishs 1-5yr Invs6.7%
- Vanguard Index Fds · Mid Cap ETF6.5%
- Dbx ETF TR · Xtrack MSCI Eafe4.8%
- Invesco Exch Traded FD TR II · SR LN ETF4.6%
- Eli Lilly & CO4.1%
- iShares TR · Ultra Short Dur3.8%
- iShares TR · Trs Flt RT BD3.7%
- J P Morgan Exchange Traded F · Ultra Shrt ETF3.6%
- iShares TR · Rus Tp200 GR ETF3.1%
Together, the ten largest are 49.1% of reported value.
How many clients does The Wellington GRP have?
The Wellington GRP has 1,516 clients and manages $474 million for them, as of March 2026. They include 1,439 individual clients and 77 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does The Wellington GRP offer?
The Wellington GRP provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does The Wellington GRP charge?
The Wellington GRP charges up to 2.00% a year for its Portfolio management fees. The fee is billed in advance or in arrears and is negotiable.
Which custodians does The Wellington GRP use?
The Wellington GRP’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $474M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does The Wellington GRP have?
The Wellington GRP has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 10 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Wellington GRP invest in?
At the end of its last fiscal year, The Wellington GRP’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities, 6% derivatives, 5% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Wellington GRP?
The Wellington GRP’s direct owners are Maxwell Moritz (5% to 10%), Anthony Bonanno (75% or more) and Thomas Cates (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does The Wellington GRP get paid?
The Wellington GRP is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is The Wellington GRP registered with the SEC?
Yes, The Wellington GRP has been registered with the SEC as an investment adviser since 6 September 2024. Its CRD number is 332803 and its SEC file number is 801-131076.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact The Wellington GRP?
The Wellington GRP’s main office is at 9000 Keystone Crossing, Suite 400, Indianapolis, IN 46240. Its phone number is 317-846-5055. Its website is thewellingtongroupllc.com.