Andrew Cornell has been an investment adviser representative at The Wellington GRP since October 2024, and is not listed among the firm’s executive officers or direct owners.
The Wellington GRP LLC is an Indianapolis, IN firm with $474M under management, 1,516 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Andrew J. Cornell is Wealth Strategy Advisor of The Wellington Group, based in Indianapolis. He joined the firm in 2023 after nearly 10 years at UBS Financial Services as a Senior Vice President. He began his career in 1995 at Pampel & Associates, a registered investment advisory firm, and was a Financial Advisor at Merrill Lynch from 2000 to 2014.
Andrew Cornell’s longest registration was 12 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2001–2014). Before joining The Wellington GRP in 2024, Andrew Cornell was registered through Wellington Wealth Strategies, LLC and UBS Financial Services Inc.
- The Wellington GRP LLCCurrent– present · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 332803
- Wellington Wealth Strategies, LLC– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 306298
- UBS Financial Services Inc.– · 9 yearsIndianapolis, IN · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 12 yearsIndianapolis, IN · Adviser representative · Firm CRD 7691
Professional designations
Listed by The Wellington GRP
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Andrew Cornell is registered as an investment adviser representative in Indiana, since October 2024.
- IndianaSince 16 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 5 May 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 1998 |
| Series 24 | General Securities Principal Examination | 3 October 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 1996 |
| Series 7 | General Securities Representative Examination | 4 October 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew James Cornell
- CRD
- 2790895
- Firm
- The Wellington GRP · CRD 332803
- Office
- 9000 KEYSTONE CROSSING, SUITE 400, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- March 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thewellingtongroupllc.com
Where does Andrew Cornell work?
Andrew Cornell is an investment adviser representative registered through The Wellington GRP LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Cornell a financial advisor?
Yes. Andrew Cornell has a current investment-adviser registration in Indiana, through The Wellington GRP since October 2024.
How many years of experience does Andrew Cornell have?
Andrew Cornell has 29 years in the financial industry, since March 1997, across 4 adviser firms.
What exams has Andrew Cornell passed?
Andrew Cornell has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 31. The earliest, the Series 7, was passed in October 1996. FINRA credited Andrew Cornell with the SIE, which began in October 2018.
Where did Andrew Cornell work before The Wellington GRP?
Before The Wellington GRP, Andrew Cornell was registered through UBS Financial Services Inc., February 2014 to August 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2001 to February 2014.
Where is Andrew Cornell based?
Andrew Cornell’s registered office is in Indianapolis, IN.
Is Andrew Cornell registered with FINRA?
No. Andrew Cornell has no current broker registration.
Is Andrew Cornell a CFP?
The Wellington GRP lists Andrew Cornell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Andrew J. Cornell biography, thewellingtongroupllc.com
How can I verify Andrew Cornell’s record?
Search CRD 2790895 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Cornell’s full registration record.
