Timothy Bales has been an investment adviser representative at The Wellington GRP since December 2025, and is not listed among the firm’s executive officers or direct owners.
The Wellington GRP LLC is an Indianapolis, IN firm with $474M under management, 1,516 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Timothy Bales’ longest registration was 13 years at SPC (2012–2025). Before joining The Wellington GRP in 2025, Timothy Bales was registered through SPC and Intrepid Financial Planning Group, LLC.
- The Wellington GRP LLCCurrent– present · under a yearIndianapolis, IN · Adviser representative · Firm CRD 332803
- SPC– · 13 yearsIndianapolis, IN · Adviser representative · Firm CRD 110692
- Intrepid Financial Planning Group, LLC– · 4 yearsCarmel, IN · Adviser representative · Firm CRD 112196
Investment adviser representative registrations
Timothy Bales is registered as an investment adviser representative in Indiana, since December 2025.
- IndianaSince 3 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 2006 |
| Series 7 | General Securities Representative Examination | 13 December 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Dana Bales
- CRD
- 5062888
- Firm
- The Wellington GRP · CRD 332803
- Office
- 2106 E 86th Street, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Timothy Bales work?
Timothy Bales is an investment adviser representative registered through The Wellington GRP LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Bales a financial advisor?
Yes. Timothy Bales has a current investment-adviser registration in Indiana, through The Wellington GRP since December 2025.
How many years of experience does Timothy Bales have?
Timothy Bales has 20 years in the financial industry, since January 2006, across 3 adviser firms.
What exams has Timothy Bales passed?
Timothy Bales has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 2005. FINRA credited Timothy Bales with the SIE, which began in October 2018.
Where did Timothy Bales work before The Wellington GRP?
Before The Wellington GRP, Timothy Bales was registered through SPC, September 2012 to November 2025; Intrepid Financial Planning Group, LLC, May 2008 to September 2012.
Where is Timothy Bales based?
Timothy Bales’ registered office is in Indianapolis, IN.
Is Timothy Bales registered with FINRA?
No. Timothy Bales has no current broker registration.
How can I verify Timothy Bales’ record?
Search CRD 5062888 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Bales’ full registration record.
