Nicholas Prokai has been an investment adviser representative at The Wellington GRP since October 2024, and is not listed among the firm’s executive officers or direct owners.
The Wellington GRP LLC is an Indianapolis, IN firm with $474M under management, 1,516 clients and 9 advisers across 2 offices, as of its March 2026 filing.
Nick Prokai is Financial Planner of The Wellington Group, based in Indianapolis. For the last 6 years he has advised physicians and medical professionals, sales leaders and business owners on financial decision-making. He works with people who want to increase their net worth and meet their objectives in the creation, protection and enjoyment of their wealth.
Nicholas Prokai’s longest registration was 2 years at Wellington Wealth Strategies, LLC (2023–2025). Before joining The Wellington GRP in 2024, Nicholas Prokai was registered through Wellington Wealth Strategies, LLC and Park Avenue Securities LLC.
- The Wellington GRP LLCCurrent– present · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 332803
- Wellington Wealth Strategies, LLC– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 306298
- Park Avenue Securities LLC– · 1 yearIndianapolis, IN · Adviser representative · Firm CRD 46173
Investment adviser representative registrations
Nicholas Prokai is registered as an investment adviser representative in Indiana, since October 2024.
- IndianaSince 17 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 July 2022 |
| Series 7TO | General Securities Representative Examination | 11 April 2022 |
| SIE | Securities Industry Essentials Examination | 26 January 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicholas Bela Prokai
- CRD
- 7162548
- Firm
- The Wellington GRP · CRD 332803
- Office
- 9000 KEYSTONE CROSSING, SUITE 400, Indianapolis, IN 46240
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thewellingtongroupllc.com
Where does Nicholas Prokai work?
Nicholas Prokai is an investment adviser representative registered through The Wellington GRP LLC since October 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Prokai a financial advisor?
Yes. Nicholas Prokai has a current investment-adviser registration in Indiana, through The Wellington GRP since October 2024.
How many years of experience does Nicholas Prokai have?
Nicholas Prokai has 4 years in the financial industry, since April 2022, across 3 adviser firms.
What exams has Nicholas Prokai passed?
Nicholas Prokai has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2022.
Where did Nicholas Prokai work before The Wellington GRP?
Before The Wellington GRP, Nicholas Prokai was registered through Park Avenue Securities LLC, July 2022 to September 2023.
Where is Nicholas Prokai based?
Nicholas Prokai’s registered office is in Indianapolis, IN.
Is Nicholas Prokai registered with FINRA?
No. Nicholas Prokai has no current broker registration.
How can I verify Nicholas Prokai’s record?
Search CRD 7162548 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Prokai’s full registration record.
