The Wealth Collaborative provides financial planning, portfolio management for individuals and small businesses, selecting other managers, estate planning, and retirement plan services. Financial planning was provided to 51–100 clients last fiscal year.
The Wealth Collaborative reports 256 clients. They include 153 high-net-worth individuals and 103 individual clients. Of its assets, 100.0% ($792M across 549 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 4% |
| High-net-worth individuals | 60% | 95% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 103 | $34.5M | 4.4% | $335K |
| High-net-worth individuals | 153 | $755M | 95.4% | $4.93M |
| Corporations and other businesses | Fewer than 5 | $2.24M | 0.3% | — |
| Total | 256 | $792M | 100% | — |
- Clients
- 103
- Regulatory AUM
- $34.5M
- AUM share
- 4.4%
- Avg. per client
- $335K
- Clients
- 153
- Regulatory AUM
- $755M
- AUM share
- 95.4%
- Avg. per client
- $4.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.24M
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 256
- Regulatory AUM
- $792M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
The Wealth Collaborative charges 0.50%–1.75% a year for its Investment Management Fee. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Wealth planning and consulting
- Fixed fees for wealth planning and consulting are negotiable and generally range from $1,500 to $50,000, with half due on signing.
Jeffrey Wheeler owns 75% or more of The Wealth Collaborative. The leadership team of The Wealth Collaborative includes President Jeffrey Wheeler. It has 3 employees, 2 of them in advisory roles.
Leadership
Jeffrey WheelerPresident and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 1 soliciting firm
- Owns 75% or more of The Wealth Collaborative, Inc.
Jeffrey Wheeler
Control person · since December 2006
The Wealth Collaborative’s regulatory assets grew from $671M (March 2021) to $792M (March 2026); clients rose from 234 to 256 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $792M | 256 | 3 | 1 |
| March 2025 | $702M | 246 | 3 | 1 |
| June 2024 | $670M | 241 | 3 | 1 |
| March 2023 | $656M | 227 | 2 | 1 |
| February 2022 | $760M | 230 | 3 | 1 |
| March 2021 | $671M | 234 | 3 | 1 |
Besides its headquarters, The Wealth Collaborative has 0 offices, with 1 listed address in California.
California · 1 listed address
- 306 Jasmine Avenue, Corona Del MarHQ
Contact and registration details
- Legal name
- The Wealth Collaborative, Inc.
- Headquarters
- 306 Jasmine Avenue, Corona Del Mar, CA 92625
- Website
- thewealthcollaborative.com
- Phone
- 818-577-1180
- SEC file
- 801-68456
- Founded
- 2007
- Structure
- California corporation
- Fiscal year end
- December
The Wealth Collaborative uses Charles Schwab ($702M) as custodian for its separately managed accounts. The Wealth Collaborative does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $702M100%
At year end, The Wealth Collaborative’s separately managed accounts were mostly in funds (87%).
What the accounts hold
- Stocks7%
- Funds87%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash5%
How many clients does The Wealth Collaborative have?
The Wealth Collaborative has 256 clients and manages $792 million for them, as of March 2026. They include 153 high-net-worth individuals and 103 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does The Wealth Collaborative offer?
The Wealth Collaborative provides financial planning, portfolio management for individuals and small businesses, selecting other managers, estate planning, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does The Wealth Collaborative charge?
The Wealth Collaborative charges 0.50%–1.75% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.
Source: TWC ADV 2A, filed 23 March 2026
Which custodians does The Wealth Collaborative use?
The Wealth Collaborative’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $702M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does The Wealth Collaborative have?
The Wealth Collaborative has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Wealth Collaborative invest in?
At the end of its last fiscal year, The Wealth Collaborative’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Wealth Collaborative?
The Wealth Collaborative’s direct owner is Jeffrey Wheeler (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does The Wealth Collaborative get paid?
The Wealth Collaborative is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact The Wealth Collaborative?
The Wealth Collaborative’s main office is at 306 Jasmine Avenue, Corona Del Mar, CA 92625. Its phone number is 818-577-1180. Its website is thewealthcollaborative.com.