{"url":"https://nivawealth.com/firms/the-wealth-collaborative-142618","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142618","regulatoryAum":791560364,"crd":"142618","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5625065","suffix":null,"lastName":"ROBINSON","firstName":"JEFFREY","middleName":"SCOTT"},{"crd":"2933035","suffix":null,"lastName":"WALLINGTON","firstName":"KRISTINE","middleName":"MARIE"},{"crd":"4234729","suffix":null,"lastName":"WHEELER","firstName":"JEFFREY","middleName":"BYRON"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":671346560,"clients":234,"employees":3,"offices":1},{"filedOn":"2022-02-08","regulatoryAum":760455683,"clients":230,"employees":3,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":656066554,"clients":227,"employees":2,"offices":1},{"filedOn":"2024-06-25","regulatoryAum":669933514,"clients":241,"employees":3,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":702042089,"clients":246,"employees":3,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":791560364,"clients":256,"employees":3,"offices":1}],"secFileNumber":"801-68456","legalName":"The Wealth Collaborative, Inc.","displayName":"The Wealth Collaborative","slug":"the-wealth-collaborative-142618","website":"https://thewealthcollaborative.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"http://twitter.com/thewealthcollaborative","founded":"2007","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"306 Jasmine Avenue","city":"Corona Del Mar","state":"CA","stateName":"California","country":"United States","postalCode":"92625"},"tradeNames":[],"registration":{"secApproved":"24 October 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3083299.1484375,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":791560364,"discretionary":791560364,"discretionaryAccounts":549,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":103,"regulatoryAum":34548507},{"label":"High-net-worth individuals","clients":153,"regulatoryAum":754776075},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2235782}],"feePrograms":[{"role":"main","program":"Investment Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024159","versionId":1024159,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"TWC ADV 2A","fee_rate_low":0.5,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Wealth planning and consulting","summary":"Fixed fees for wealth planning and consulting are negotiable and generally range from $1,500 to $50,000, with half due on signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024159","versionId":1024159,"submittedOn":"2026-03-23","documentName":"TWC ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:39:08.611948+00:00","documents":[{"name":"TWC ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024159","versionId":1024159,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":702000000}],"custodyNote":"The Wealth Collaborative does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Wheeler","title":"President and Chief Compliance Officer","crd":"4234729"}],"ownership":[{"label":"Jeffrey Wheeler","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since December 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"306 Jasmine Avenue","city":"Corona Del Mar","headquarters":true}]}],"brochureServices":["estate planning","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"818-577-1180","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142618/PDF/142618.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024159","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does The Wealth Collaborative have?","answer":"The Wealth Collaborative has 256 clients and manages $792 million for them, as of March 2026. They include 153 high-net-worth individuals and 103 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does The Wealth Collaborative offer?","answer":"The Wealth Collaborative provides financial planning, portfolio management for individuals and small businesses, selecting other managers, estate planning, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does The Wealth Collaborative charge?","answer":"The Wealth Collaborative charges 0.50%–1.75% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.","source":"TWC ADV 2A, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does The Wealth Collaborative use?","answer":"The Wealth Collaborative’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $702M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does The Wealth Collaborative have?","answer":"The Wealth Collaborative has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does The Wealth Collaborative invest in?","answer":"At the end of its last fiscal year, The Wealth Collaborative’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns The Wealth Collaborative?","answer":"The Wealth Collaborative’s direct owner is Jeffrey Wheeler (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does The Wealth Collaborative get paid?","answer":"The Wealth Collaborative is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact The Wealth Collaborative?","answer":"The Wealth Collaborative’s main office is at 306 Jasmine Avenue, Corona Del Mar, CA 92625. Its phone number is 818-577-1180. Its website is thewealthcollaborative.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}