Kristine Wallington has been an investment adviser representative at The Wealth Collaborative since April 2008, and is not listed among the firm’s executive officers or direct owners.
The Wealth Collaborative, Inc. is a Corona Del Mar, CA firm with $792M under management, 256 clients and 2 advisers in one office, as of its March 2026 filing.
Kristine Wallington’s longest registration is the current one, 18 years at The Wealth Collaborative since 2008. Before joining The Wealth Collaborative in 2008, Kristine Wallington was registered through Lwi Financial Inc.
- – present · 18 yearsCorona Del Mar, CA · Adviser representative · Firm CRD 142618
- Lwi Financial Inc.– · under a yearSan Jose, CA · Adviser representative · Firm CRD 111861
Investment adviser representative registrations
Kristine Wallington is registered as an investment adviser representative in California, since April 2008.
- CaliforniaSince 23 April 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 September 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kristine Marie Wallington
- CRD
- 2933035
- Firm
- The Wealth Collaborative · CRD 142618
- Office
- 306 JASMINE AVENUE, Corona Del Mar, CA 92625
- Registration
- Investment adviser registration
- In the industry since
- December 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Kristine Wallington work?
Kristine Wallington is an investment adviser representative registered through The Wealth Collaborative, Inc. since April 2008, and is not listed among the firm’s executive officers or direct owners.
Is Kristine Wallington a financial advisor?
Yes. Kristine Wallington has a current investment-adviser registration in California, through The Wealth Collaborative since April 2008.
How many years of experience does Kristine Wallington have?
Kristine Wallington has 18 years in the financial industry, since December 2007, across 2 adviser firms.
What exams has Kristine Wallington passed?
Kristine Wallington has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in September 1997.
Where did Kristine Wallington work before The Wealth Collaborative?
Before The Wealth Collaborative, Kristine Wallington was registered through Lwi Financial Inc., August 2007 to December 2007.
Where is Kristine Wallington based?
Kristine Wallington’s registered office is in Corona Del Mar, CA.
Is Kristine Wallington registered with FINRA?
No. Kristine Wallington has no current broker registration.
How can I verify Kristine Wallington’s record?
Search CRD 2933035 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kristine Wallington’s full registration record.
