Jeffrey Wheeler has been President and Chief Compliance Officer of The Wealth Collaborative since December 2006, is a control person of the firm and directly owns 75% or more of it. Jeffrey Wheeler holds a Bachelor's degree in Social Ecology from the University of California at Irvine, a Law degree from Pepperdine University School of Law and a Master of Business Taxation from the University of Southern California.
The Wealth Collaborative, Inc. is a Corona Del Mar, CA firm with $792M under management, 256 clients and 2 advisers in one office, as of its March 2026 filing.
Jeff Wheeler is President of The Wealth Collaborative, Inc., based in Westlake Village, California. He advises individuals and families on financial, tax and estate planning matters, and earlier practiced law, including as partner in charge of the Estate Planning Department at Rosenfeld, Meyer & Susman. He left law in 1999 to help establish the Los Angeles office of Assante, Inc., and in 2007 purchased the assets of Loring Ward Capital Management to form The Wealth Collaborative.
Jeffrey Wheeler’s longest registration is the current one, 19 years at The Wealth Collaborative since 2007. Before joining The Wealth Collaborative in 2007, Jeffrey Wheeler was registered through Lwi Financial Inc. and Loring Ward Capital Management Inc.
- – present · 19 yearsCorona Del Mar, CA · Adviser representative · Firm CRD 142618
- Lwi Financial Inc.– · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 111861
- Loring Ward Capital Management Inc.– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 109045
Investment adviser representative registrations
Jeffrey Wheeler is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2007; the most recent is Texas, in October 2019.
- CaliforniaSince 8 February 2007
- TexasResidentSince 1 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jeffrey Byron Wheeler
- CRD
- 4234729
- Firm
- The Wealth Collaborative · CRD 142618
- Role
- President and Chief Compliance Officer
- Office
- 306 JASMINE AVENUE, Corona Del Mar, CA 92625
- Registration
- Investment adviser registration
- In the industry since
- October 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thewealthcollaborative.com
Where does Jeffrey Wheeler work?
Jeffrey Wheeler has been President and Chief Compliance Officer of The Wealth Collaborative, Inc. since December 2006, and is a control person of the firm.
Is Jeffrey Wheeler a financial advisor?
Yes. Jeffrey Wheeler has a current investment-adviser registration in California and Texas, through The Wealth Collaborative since February 2007.
How many years of experience does Jeffrey Wheeler have?
Jeffrey Wheeler has 25 years in the financial industry, since October 2001, across 3 adviser firms.
What exams has Jeffrey Wheeler passed?
Jeffrey Wheeler passed the Series 65 in February 2001.
Where did Jeffrey Wheeler work before The Wealth Collaborative?
Before The Wealth Collaborative, Jeffrey Wheeler was registered through Loring Ward Capital Management Inc., October 2001 to September 2004.
Where is Jeffrey Wheeler based?
Jeffrey Wheeler’s registered office is in Corona Del Mar, CA.
Is Jeffrey Wheeler registered with FINRA?
No. Jeffrey Wheeler has no current broker registration.
How can I verify Jeffrey Wheeler’s record?
Search CRD 4234729 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Wheeler’s full registration record.