Sound Point Clo C-Moa: AUM & Ownership

Clients

Sound Point Clo C-Moa serves 24 clients. The average client has about $514 million with the firm.

Regulatory assets by client type

Pooled investment vehicles24 clients100%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Pooled investment vehicles	24	$12,342,427,643	100.0%	$514.3M
Total	24	$12,342,427,643	100%	$514.3M

Pooled investment vehicles

Clients: 24
Regulatory AUM: $12,342,427,643
Share: 100.0%
Avg. per client: $514.3M

Total

Clients: 24
Regulatory AUM: $12,342,427,643
Share: 100%
Avg. per client: $514.3M

What it does

Sound Point Clo C-Moa provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Sound Point Clo C-Moa advises 24 private funds.

100.0% of assets ($12.34B across 24 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Sound Point Clo C-Moa does not have custody of client assets.

Managed account assets by custodian

All other custodians$12.34B100%

Ownership and leadership

Sound Point Euro Clo Management, LP owns 50% to 75% of Sound Point Clo C-Moa.

Who owns the firm

Sound Point Clo C-Moa, LLC· the adviser

Sound Point Euro Clo Management, LP
Control person · since February 2019
Owns 50% to 75% of Sound Point Clo C-Moa, LLC
- Sound Point Clo Management, GP LLC
  General partner · Control person · since February 2019
Sound Point Euro 2 Clo Management, LP
Control person · since February 2020
Owns 50% to 75% of Sound Point Clo C-Moa, LLC
- Sound Point Clo Management GP, LLC
  General partner · Control person · since February 2020
  - Sound Point Capital Management, LP
    Control person · since December 2017
    Owns 75% or more of Sound Point Clo Management GP, LLC
    - SPC Consolidator LLC
      Control person · since December 2020
      Owns 25% to 50% of Sound Point Capital Management, LP
      - Stephen Ketchum
        Control person · since December 2020
        Owns 75% or more of SPC Consolidator LLC
    - Assured Guaranty US Holdings Inc.
      Control person · since July 2023
      Owns 25% to 50% of Sound Point Capital Management, LP
      - Assured Guaranty LTD.
        Control person · since February 2004
        Owns 75% or more of Assured Guaranty US Holdings Inc.
    - SPC Partners GP, LLC
      General partner · Control person · since September 2009

Leadership

Daniel Fabian
Global Chief Financial Officer
Sarah Seelaus
Chief Operating Officer
Andrea Sayago
Chief Compliance Officer
Vincent Darpino
General Counsel
Stephen Ketchum
Managing Partner

Staff

40 employees
36 in advisory functions

Fees

Sound Point Clo C-Moa is paid through a percentage of assets under management and performance-based fees.

Sound Point Clo C-Moa’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Sound Point Clo C-Moa has 3 offices, with 3 listed addresses across 3 states.

Listed office addresses by state

New York · 1 listed address

375 Park Avenue, 34th Floor, New YorkHQ

Registration details

Legal name: Sound Point Clo C-Moa, LLC
Headquarters: 375 Park Avenue, 34th Floor, New York, NY 10152
Phone: 212-895-2280
Website: Not reported
SEC file: 801-114824
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Sound Point Clo C-Moa have?

Sound Point Clo C-Moa has 24 clients and manages $12.3 billion for them, as of March 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026

What services does Sound Point Clo C-Moa offer?

Sound Point Clo C-Moa provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Sound Point Clo C-Moa have?

Sound Point Clo C-Moa has 0 investment adviser representatives registered with state securities authorities, out of 40 employees, and 36 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Sound Point Clo C-Moa?

Sound Point Clo C-Moa is owned through a chain of holding companies by Stephen Ketchum and Assured Guaranty LTD. Its direct owners are Sound Point Euro Clo Management, LP (50% to 75%) and Sound Point Euro 2 Clo Management, LP (50% to 75%).

Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026

How does Sound Point Clo C-Moa get paid?

Sound Point Clo C-Moa is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file