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Stephen Ketchum

Chief Executive Officer at Sound Point Luna

Officer recordForm ADV filed 31 March 2026

Stephen Ketchum is Chief Executive Officer of Sound Point Luna LLC, a New York investment adviser.

Career

Stephen Ketchum has been Chief Executive Officer of Sound Point Luna since July 2023. Stephen Ketchum is a control person of the firm and directly owns under 5% of it. Stephen Ketchum holds a BA in magna cum laude from New England College and an MBA from Harvard Business School.

Sound Point Luna LLC is a New York, NY firm with $10.2B under management, 29 clients and 35 advisers across 5 offices, as of its March 2026 filing.

Sound Point identifies Stephen Ketchum as Founder, Managing Partner, CEO, and CIO.

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Stephen Ketchum is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Stephen Ketchum
CRD
1274772
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Stephen Ketchum work?

Stephen Ketchum has been Chief Executive Officer of Sound Point Luna LLC since July 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Sound Point Luna

Sources

  1. IAPD individual lookup, CRD 1274772. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Sound Point Luna LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Official firm biography. Biography, education.

Retrieved 17 October 2026. The SEC record may have been amended since.

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