Secure Wealth provides portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Secure Wealth reports 221 clients. They include 171 high-net-worth individuals and 50 individual clients. Of its assets, 100.0% ($132M across 266 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 34% |
| High-net-worth individuals | 77% | 66% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 50 | $45M | 34.1% | $900K |
| High-net-worth individuals | 171 | $87M | 65.9% | $509K |
| Total | 221 | $132M | 100% | $597K |
- Clients
- 50
- Regulatory AUM
- $45M
- AUM share
- 34.1%
- Avg. per client
- $900K
- Clients
- 171
- Regulatory AUM
- $87M
- AUM share
- 65.9%
- Avg. per client
- $509K
Total
- Clients
- 221
- Regulatory AUM
- $132M
- AUM share
- 100%
- Avg. per client
- $597K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Secure Wealth is paid through a percentage of assets under management, hourly charges and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Richard Ehrlich owns 75% or more of Secure Wealth. The leadership team of Secure Wealth includes President Richard Ehrlich. It has 3 employees.
Leadership
- Richard EhrlichPresident/CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- Owns 75% or more of Secure Wealth, Inc.
Richard Ehrlich
Control person · since September 2017
Secure Wealth’s regulatory assets grew from $113M (June 2025) to $132M (August 2026); clients rose from 149 to 221 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $132M | 221 | 3 | 3 |
| June 2025 | $113M | 149 | 3 | 3 |
Besides its headquarters, Secure Wealth has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Florida and North Carolina.
Florida · 1 listed address
- 7280 W. Palmetto Park Road, Suite 201n, Boca RatonHQ
North Carolina · 1 listed address
- 4208 Six Forks Road, Raleigh
Other business names
Secure Wealth has reported 1 other business name to the SEC.
- Secure Wealth Planning Group
Contact and registration details
- Legal name
- Secure Wealth, Inc.
- Headquarters
- 7280 W. Palmetto Park Road, Suite 201n, Boca Raton, FL 33433
- Website
- securewpg.com
- Phone
- 561-340-2667
- SEC file
- 801-134047
- Structure
- Florida corporation
- Fiscal year end
- December
Secure Wealth uses Charles Schwab ($132M) as custodian for its separately managed accounts. Secure Wealth has custody of $132M in client assets for 221 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $132M100%
At year end, Secure Wealth’s separately managed accounts were mostly in bonds (87%) and cash (10%).
What the accounts hold
- Stocks5%
- Bonds87%
- Investment grade corporate bonds85%
- U.S. government and agency bonds2%
- Cash10%
How many clients does Secure Wealth have?
Secure Wealth has 221 clients and manages $132 million for them, as of August 2026. They include 171 high-net-worth individuals and 50 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 August 2026
What services does Secure Wealth offer?
Secure Wealth provides portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Secure Wealth use?
Secure Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $132M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 August 2026
How many financial advisors does Secure Wealth have?
Secure Wealth has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Secure Wealth invest in?
At the end of its last fiscal year, Secure Wealth’s separately managed accounts held 85% investment grade corporate bonds, 10% cash and equivalents, 5% exchange-traded equities and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Secure Wealth?
Secure Wealth’s direct owner is Richard Ehrlich (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 August 2026
How does Secure Wealth get paid?
Secure Wealth is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Secure Wealth registered with the SEC?
Yes, Secure Wealth has been registered with the SEC as an investment adviser since 30 July 2025. Its CRD number is 290572 and its SEC file number is 801-134047.
Source: Form ADV Part 1A, Item 1, filed 18 August 2026; IAPD firm record
How do I contact Secure Wealth?
Secure Wealth’s main office is at 7280 W. Palmetto Park Road, Suite 201n, Boca Raton, FL 33433. Its phone number is 561-340-2667. Its website is securewpg.com.