{"url":"https://nivawealth.com/firms/secure-wealth-290572","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290572","regulatoryAum":132000000,"crd":"290572","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1500250","suffix":null,"lastName":"EHRLICH","firstName":"RICHARD","middleName":"SCOTT"},{"crd":"7531299","suffix":null,"lastName":"Fotiou","firstName":"Menelaos","middleName":"Nikolaos"},{"crd":"6742704","suffix":null,"lastName":"Guillou","firstName":"Renan","middleName":"Morven"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-30","regulatoryAum":113000000,"clients":149,"employees":3,"offices":3},{"filedOn":"2026-08-18","regulatoryAum":132000000,"clients":221,"employees":3,"offices":3}],"secFileNumber":"801-134047","legalName":"Secure Wealth, Inc.","displayName":"Secure Wealth","slug":"secure-wealth-290572","website":"https://securewpg.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/securewealthpg","founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"7280 W. Palmetto Park Road, Suite 201n","city":"Boca Raton","state":"FL","stateName":"Florida","country":"United States","postalCode":"33433"},"tradeNames":["Secure Wealth Planning Group"],"registration":{"secApproved":"30 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":597285.0678733032,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":132000000,"discretionary":132000000,"discretionaryAccounts":266,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":50,"regulatoryAum":45000000},{"label":"High-net-worth individuals","clients":171,"regulatoryAum":87000000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:55:24.458511+00:00","documents":[{"name":"ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055292","versionId":1055292,"submittedOn":"2026-08-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":132000000}],"custodyNote":"Secure Wealth has custody of $132M in client assets for 221 clients.","leadership":[{"name":"Richard Ehrlich","title":"President/CCO","crd":"1500250"}],"ownership":[{"label":"Richard Ehrlich","detail":"President/cco in the 75% or more ownership band and a control person, since September 2017."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"7280 W. Palmetto Park Road, Suite 201n","city":"Boca Raton","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"4208 Six Forks Road","city":"Raleigh"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-340-2667","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":2},{"label":"Investment grade corporate bonds","percent":85},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"18 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290572/PDF/290572.pdf","brochureDate":"18 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055292","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Secure Wealth have?","answer":"Secure Wealth has 221 clients and manages $132 million for them, as of August 2026. They include 171 high-net-worth individuals and 50 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Secure Wealth offer?","answer":"Secure Wealth provides portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Secure Wealth use?","answer":"Secure Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $132M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Secure Wealth have?","answer":"Secure Wealth has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Secure Wealth invest in?","answer":"At the end of its last fiscal year, Secure Wealth’s separately managed accounts held 85% investment grade corporate bonds, 10% cash and equivalents, 5% exchange-traded equities and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Secure Wealth?","answer":"Secure Wealth’s direct owner is Richard Ehrlich (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Secure Wealth get paid?","answer":"Secure Wealth is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Secure Wealth registered with the SEC?","answer":"Yes, Secure Wealth has been registered with the SEC as an investment adviser since 30 July 2025. Its CRD number is 290572 and its SEC file number is 801-134047.","source":"Form ADV Part 1A, Item 1, filed 18 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Secure Wealth?","answer":"Secure Wealth’s main office is at 7280 W. Palmetto Park Road, Suite 201n, Boca Raton, FL 33433. Its phone number is 561-340-2667. Its website is securewpg.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}