Richard Ehrlich has been President/CCO of Secure Wealth since September 2017, is a control person of the firm and directly owns 75% or more of it.
Secure Wealth, Inc. is a Boca Raton, FL firm with $132M under management, 221 clients and 3 advisers across 3 offices, as of its August 2026 filing.
Richard Ehrlich’s longest registration is the current one, 8 years at Secure Wealth since 2017. Before joining Secure Wealth in 2017, Richard Ehrlich was registered through Retirement Wealth Advisors, Inc. and Precision Capital Management.
- Secure Wealth, Inc.Current– present · 8 yearsBoca Raton, FL · Adviser representative · Firm CRD 290572
- Retirement Wealth Advisors, Inc.– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 137658
- Precision Capital Management– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 174239
- Horter Investment Management, LLC– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 119880
- Park Avenue Securities LLC– · 1 yearBoca Raton, FL · Adviser representative · Firm CRD 46173
- Securian Financial Services, Inc.– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 15296
- NFP Securities, Inc.– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 42046
- Allmerica Investment Management Co Inc– · 2 yearsMiami Lakes, FL · Adviser representative · Firm CRD 105796
Investment adviser representative registrations
Richard Ehrlich is registered as an investment adviser representative in 3 states. The first approvals date from November 2017; the most recent is California, in November 2024.
- CaliforniaSince 13 November 2024
- FloridaSince 17 November 2017
- North CarolinaSince 20 August 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 July 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 January 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Scott Ehrlich
- CRD
- 1500250
- Firm
- Secure Wealth · CRD 290572
- Role
- President/CCO
- Office
- 7280 W. PALMETTO PARK ROAD, SUITE 201N, Boca Raton, FL 33433
- Registration
- Investment adviser registration
- In the industry since
- August 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Ehrlich work?
Richard Ehrlich has been President/CCO of Secure Wealth, Inc. since September 2017, and is a control person of the firm.
Is Richard Ehrlich a financial advisor?
Yes. Richard Ehrlich has a current investment-adviser registration in California, Florida and North Carolina, through Secure Wealth since November 2017.
How many years of experience does Richard Ehrlich have?
Richard Ehrlich has 19 years in the financial industry, since August 2007, across 8 adviser firms.
What exams has Richard Ehrlich passed?
Richard Ehrlich has passed 3 licensing exams: the Series 6, Series 65 and Series 63. The earliest, the Series 6, was passed in January 1995.
Where did Richard Ehrlich work before Secure Wealth?
Before Secure Wealth, Richard Ehrlich was registered through Precision Capital Management, April 2015 to January 2016; Horter Investment Management, LLC, December 2013 to March 2015; Park Avenue Securities LLC, September 2012 to December 2013; Securian Financial Services, Inc., June 2010 to September 2010; NFP Securities, Inc., November 2007 to May 2010; Allmerica Investment Management Co Inc, August 2000 to January 2003.
Where is Richard Ehrlich based?
Richard Ehrlich’s registered office is in Boca Raton, FL.
Is Richard Ehrlich registered with FINRA?
No. Richard Ehrlich has no current broker registration.
How can I verify Richard Ehrlich’s record?
Search CRD 1500250 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Ehrlich’s full registration record.