Sasser Investment Management provides portfolio management for individuals and small businesses.
Sasser Investment Management reports 119 high-net-worth individuals. Of its assets, 94.3% ($113M across 91 accounts) are managed with discretion; $6.8M across 28 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 119 | $120M | 100.0% | $1.01M |
| Total | 119 | $120M | 100% | $1.01M |
- Clients
- 119
- Regulatory AUM
- $120M
- AUM share
- 100.0%
- Avg. per client
- $1.01M
Total
- Clients
- 119
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- $1.01M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Sasser Investment Management is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Bradley Sasser owns 50% to 75% of Sasser Investment Management. The leadership team of Sasser Investment Management includes President Bradley Sasser. It has 3 employees, 2 of them in advisory roles.
Leadership
Bradley SasserPresident/Owner- Bradley SasserChief Compliance Officer
Thomas LonzoDirector/Owner
Staff
- 3 employees
- 2 in advisory functions
- 2 soliciting firms
- Owns 50% to 75% of Sasser Investment Management, Inc.
Bradley Sasser
Control person · since January 1999
- Owns 50% to 75% of Sasser Investment Management, Inc.
Thomas Lonzo
Control person · since January 2015
Sasser Investment Management’s regulatory assets fell from $136M (June 2021) to $120M (April 2026); clients fell from 143 to 119 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $120M | 119 | 3 | 1 |
| May 2025 | $111M | 89 | 3 | 1 |
| April 2024 | $100M | 95 | 3 | 1 |
| May 2023 | $138M | 132 | 3 | 1 |
| April 2022 | $147M | 142 | 3 | 1 |
| June 2021 | $136M | 143 | 3 | 1 |
Besides its headquarters, Sasser Investment Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 2907 Claremont Ave, Suite 220, BerkeleyHQ
Contact and registration details
- Legal name
- Sasser Investment Management, Inc.
- Headquarters
- 2907 Claremont Ave, Suite 220, Berkeley, CA 94705-2410
- Website
- sasserinvestments.com
- Phone
- 510-835-0960
- SEC file
- 801-121873
- Structure
- California corporation
- Fiscal year end
- December
Sasser Investment Management uses Charles Schwab ($67.6M, 100%) and Interactive Brokers ($5, 0%) as custodians for its separately managed accounts. Sasser Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $67.6M100%
- Interactive BrokersInteractive Brokers Corp. · Greenwich, CT · $50%
At year end, Sasser Investment Management’s separately managed accounts were mostly in stocks (81%).
What the accounts hold
- Stocks81%
- Funds1%
- Bonds5%
- Cash7%
- Other6%
- Real estate backed loans & real estate single asset llcs6%
How many clients does Sasser Investment Management have?
Sasser Investment Management has 119 clients and manages $120 million for them, as of April 2026. They include 119 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Sasser Investment Management offer?
Sasser Investment Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Sasser Investment Management use?
Sasser Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $67.6M and Interactive Brokers Corp. (Greenwich, CT), with $5. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Sasser Investment Management have?
Sasser Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sasser Investment Management invest in?
At the end of its last fiscal year, Sasser Investment Management’s separately managed accounts held 81% exchange-traded equities, 7% cash and equivalents, 6% other, 5% U.S. government and agency bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 6% other category is described as: Real Estate Backed Loans & Real Estate Single Asset LLCS.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sasser Investment Management?
Sasser Investment Management’s direct owners are Bradley Sasser (50% to 75%) and Thomas Lonzo (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Sasser Investment Management get paid?
Sasser Investment Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Sasser Investment Management registered with the SEC?
Yes, Sasser Investment Management has been registered with the SEC as an investment adviser since 29 July 2021. Its CRD number is 110886 and its SEC file number is 801-121873.
Source: Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record
How do I contact Sasser Investment Management?
Sasser Investment Management’s main office is at 2907 Claremont Ave, Suite 220, Berkeley, CA 94705-2410. Its phone number is 510-835-0960. Its website is sasserinvestments.com.