Bradley Sasser is President/Owner and Chief Compliance Officer of Sasser Investment Management, and is a control person of the firm. Bradley Sasser holds a BS in Business Administration from the University of California, Berkeley and an MBA from Indiana University.
Sasser Investment Management, Inc. is a Berkeley, CA firm with $120M under management, 119 clients and 2 advisers in one office, as of its April 2026 filing.
Brad Sasser is President, Chief Investment Officer and Co-Owner of Sasser Investment Management, Inc. As Chief Investment Officer, he oversees investment strategy and security selection and brings over twenty eight years of portfolio management and securities analysis experience. Before forming Sasser Investment Management as a principal in 1999, he was Vice President and director of Investment Management for Insight Capital Research and Management, Inc.
- – · 20 yearsOakland, CA · Adviser representative · Firm CRD 110886
Professional designations
Listed by Sasser Investment Management
- Chartered Financial Analyst (CFA®)
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 1994 |
| Series 2 | Non-Member General Securities Examination | 14 October 1994 |
| Series 3 | National Commodity Futures Examination | 2 September 1987 |
| Series 7 | General Securities Representative Examination | 18 July 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Non-Member General Securities Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Bradley David Sasser
- CRD
- 1679157
- Firm
- Sasser Investment Management · CRD 110886
- Role
- President/Owner; Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sasserinvestments.com
Where does Bradley Sasser work?
Bradley Sasser is President/Owner; Chief Compliance Officer of Sasser Investment Management, Inc., and is a control person of the firm.
Does Bradley Sasser have a current investment-adviser registration?
Bradley Sasser has no current investment-adviser or broker registration.
What exams has Bradley Sasser passed?
Bradley Sasser has passed 5 licensing exams: the Series 7, Series 3, Series 2, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1987.
Where was Bradley Sasser previously registered as an investment adviser?
Bradley Sasser has past investment-adviser registrations through Sasser Investment Management, Inc., June 2001 to September 2021, across 1 firm.
Is Bradley Sasser registered with FINRA?
No. Bradley Sasser has no current broker registration.
Is Bradley Sasser a CFA charterholder?
Sasser Investment Management lists Bradley Sasser with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Bradley Sasser’s record?
Search CRD 1679157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradley Sasser’s full registration record.
