Thomas Lonzo has been Director/Owner of Sasser Investment Management since January 2015, is a control person of the firm and directly owns between 50% and 75% of it. Thomas Lonzo studied at the University of Missouri.
Sasser Investment Management, Inc. is a Berkeley, CA firm with $120M under management, 119 clients and 2 advisers in one office, as of its April 2026 filing.
Tom Lonzo is Managing Director and Co-Owner of Sasser Investment Management, Inc. He directs client relations and is a member of the investment committee. He began his career in 1982 on the floor of the Pacific Stock Exchange and later served as Managing Partner of Bright Trading. In 2008 Fisher Investments recruited him as an Investment Counselor.
Thomas Lonzo’s longest registration was 5 years at Sasser Investment Management, Inc. (2016–2021).
- – · 5 yearsOakland, CA · Adviser representative · Firm CRD 110886
- Fisher Investments– · 1 yearSan Mateo, CA · Adviser representative · Firm CRD 107342
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 August 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 February 1988 |
| Series 7 | General Securities Representative Examination | 19 September 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Joseph Lonzo
- CRD
- 1081012
- Firm
- Sasser Investment Management · CRD 110886
- Role
- Director/Owner
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sasserinvestments.com
Where does Thomas Lonzo work?
Thomas Lonzo has been Director/Owner of Sasser Investment Management, Inc. since January 2015, and is a control person of the firm.
Does Thomas Lonzo have a current investment-adviser registration?
Thomas Lonzo has no current investment-adviser or broker registration.
What exams has Thomas Lonzo passed?
Thomas Lonzo has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1987.
Where was Thomas Lonzo previously registered as an investment adviser?
Thomas Lonzo has past investment-adviser registrations through Sasser Investment Management, Inc., August 2016 to September 2021; Fisher Investments, November 2008 to September 2010, across 2 firms.
Is Thomas Lonzo registered with FINRA?
No. Thomas Lonzo has no current broker registration.
How can I verify Thomas Lonzo’s record?
Search CRD 1081012 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Lonzo’s full registration record.
