{"url":"https://nivawealth.com/firms/sasser-investment-management-110886","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110886","regulatoryAum":120092164,"crd":"110886","history":[{"filedOn":"2021-06-25","regulatoryAum":135669378,"clients":143,"employees":3,"offices":1},{"filedOn":"2022-04-01","regulatoryAum":147443677,"clients":142,"employees":3,"offices":1},{"filedOn":"2023-05-08","regulatoryAum":137879000,"clients":132,"employees":3,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":100258697,"clients":95,"employees":3,"offices":1},{"filedOn":"2025-05-23","regulatoryAum":110545979,"clients":89,"employees":3,"offices":1},{"filedOn":"2026-04-01","regulatoryAum":120092164,"clients":119,"employees":3,"offices":1}],"secFileNumber":"801-121873","legalName":"Sasser Investment Management, Inc.","displayName":"Sasser Investment Management","slug":"sasser-investment-management-110886","website":"https://sasserinvestments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/110886/8fa6801109d6d071-r1.webp","tone":"light","width":732,"height":200,"sourceUrl":"https://www.sasserinvestments.com/","sourceLabel":"Sasser Investment Management, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/sasser-investment-management-inc./about/","xUrl":"https://x.com/sasserim","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"2907 Claremont Ave, Suite 220","city":"Berkeley","state":"CA","stateName":"California","country":"United States","postalCode":"94705-2410"},"tradeNames":[],"registration":{"secApproved":"29 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1009177.8487394959,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":120092164,"discretionary":113295830,"discretionaryAccounts":91,"nonDiscretionary":6796334,"nonDiscretionaryAccounts":28,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":119,"regulatoryAum":120092164}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:08:30.903726+00:00","documents":[{"name":"SIM NARRATIVE ADV PART II UPDATE 12/31/2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039681","versionId":1039681,"submittedOn":"2026-04-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":67577000},{"name":"Interactive Brokers Corp.","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":5}],"custodyNote":"Sasser Investment Management does not have custody of client assets.","leadership":[{"name":"Bradley Sasser","title":"President/Owner","crd":"1679157"},{"name":"Bradley Sasser","title":"Chief Compliance Officer","crd":"1679157"},{"name":"Thomas Lonzo","title":"Director/Owner","crd":"1081012"}],"ownership":[{"label":"Bradley Sasser","detail":"President/owner in the 50% to 75% ownership band and a control person, since January 1999. Also chief compliance officer in the 75% or more ownership band and a control person, since June 2005."},{"label":"Thomas Lonzo","detail":"Director/owner in the 50% to 75% ownership band and a control person, since January 2015."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2907 Claremont Ave, Suite 220","city":"Berkeley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"510-835-0960","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":81},{"label":"U.S. government/agency bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":6,"detail":"Real Estate Backed Loans & Real Estate Single Asset LLCS"}],"privateFunds":0},"sources":{"adv1FilingDate":"1 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110886/PDF/110886.pdf","brochureDate":"1 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039681","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sasser Investment Management have?","answer":"Sasser Investment Management has 119 clients and manages $120 million for them, as of April 2026. They include 119 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sasser Investment Management offer?","answer":"Sasser Investment Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sasser Investment Management use?","answer":"Sasser Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $67.6M and Interactive Brokers Corp. (Greenwich, CT), with $5. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sasser Investment Management have?","answer":"Sasser Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sasser Investment Management invest in?","answer":"At the end of its last fiscal year, Sasser Investment Management’s separately managed accounts held 81% exchange-traded equities, 7% cash and equivalents, 6% other, 5% U.S. government and agency bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 6% other category is described as: Real Estate Backed Loans & Real Estate Single Asset LLCS.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sasser Investment Management?","answer":"Sasser Investment Management’s direct owners are Bradley Sasser (50% to 75%) and Thomas Lonzo (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sasser Investment Management get paid?","answer":"Sasser Investment Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Sasser Investment Management registered with the SEC?","answer":"Yes, Sasser Investment Management has been registered with the SEC as an investment adviser since 29 July 2021. Its CRD number is 110886 and its SEC file number is 801-121873.","source":"Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Sasser Investment Management?","answer":"Sasser Investment Management’s main office is at 2907 Claremont Ave, Suite 220, Berkeley, CA 94705-2410. Its phone number is 510-835-0960. Its website is sasserinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}