Rivertree Wealth provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Rivertree Wealth reports 167 clients. They include 111 individual clients and 56 high-net-worth individuals. Of its assets, 100.0% ($143M across 671 accounts) are managed with discretion. It advised 165 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 34% |
| High-net-worth individuals | 34% | 66% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 111 | $48.8M | 34.1% | $440K |
| High-net-worth individuals | 56 | $94.3M | 65.9% | $1.68M |
| Total | 167 | $143M | 100% | $857K |
- Clients
- 111
- Regulatory AUM
- $48.8M
- AUM share
- 34.1%
- Avg. per client
- $440K
- Clients
- 56
- Regulatory AUM
- $94.3M
- AUM share
- 65.9%
- Avg. per client
- $1.68M
Total
- Clients
- 167
- Regulatory AUM
- $143M
- AUM share
- 100%
- Avg. per client
- $857K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 165
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Rivertree Wealth charges 0.25%–1.00% a year for its Asset-based investment management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.90% |
| $1M–$3M | 0.75% |
| $3M–$10M | 0.50% |
| $10M and above | 0.25% |
Fee details and sources
Other fees
- Financial planning
- Financial planning is hourly at $250 an hour, up to 40 hours per engagement, or a fixed fee of $2,500 to $12,000; half of a fixed fee is due at the start.
Jacob Duke owns 75% or more of Rivertree Wealth. It has 6 employees, 4 of them in advisory roles.
Leadership
- Jacob DukeCCO, Member
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Rivertree Wealth LLC
Jacob Duke
Control person · since January 2024
Besides its headquarters, Rivertree Wealth has 3 offices (3 private residences, listed without an address), with 1 listed address in Arkansas.
Arkansas · 1 listed address
- 415 N. McKinley St., Suite 1047, Little RockHQ
Contact and registration details
- Legal name
- Rivertree Wealth LLC
- Headquarters
- 415 N. McKinley St., Suite 1047, Little Rock, AR 72205
- Website
- rivertreewealth.com
- Phone
- 501-500-0893
- @rivertreewealth
- SEC file
- 801-134383
- Structure
- Arkansas LLC
- Fiscal year end
- December
Rivertree Wealth uses Charles Schwab ($103M) as custodian for its separately managed accounts. Rivertree Wealth does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $103M100%
At year end, Rivertree Wealth’s separately managed accounts were mostly in funds (95%).
What the accounts hold
- Stocks4%
- Funds95%
- Registered funds94%
- Pooled vehicles1%
- Cash1%
How many clients does Rivertree Wealth have?
Rivertree Wealth has 167 clients and manages $143 million for them, as of September 2026. They include 111 individual clients and 56 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026
What services does Rivertree Wealth offer?
Rivertree Wealth provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Rivertree Wealth charge?
Rivertree Wealth charges 0.25%–1.00% a year for its Asset-based investment management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: 2026-09-17 RIVERTREE WEALTH FORM ADV PART 2A, filed 17 September 2026
Which custodians does Rivertree Wealth use?
Rivertree Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $103M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026
How many financial advisors does Rivertree Wealth have?
Rivertree Wealth has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rivertree Wealth invest in?
At the end of its last fiscal year, Rivertree Wealth’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rivertree Wealth?
Rivertree Wealth’s direct owner is Jacob Duke (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 September 2026
How does Rivertree Wealth get paid?
Rivertree Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rivertree Wealth?
Rivertree Wealth’s main office is at 415 N. McKinley St., Suite 1047, Little Rock, AR 72205. Its phone number is 501-500-0893. Its website is rivertreewealth.com.