Jacob Duke has been CCO, Member of Rivertree Wealth since January 2024, is a control person of the firm and directly owns 75% or more of it. Jacob Duke holds a Finance degree from Louisiana Tech University and a Master of Business Administration from Louisiana Tech University.
Rivertree Wealth LLC is a Little Rock, AR firm with $143M under management, 167 clients and 4 advisers across 4 offices, as of its September 2026 filing.
Jacob Duke is Founder & Lead Advisor of Rivertree Wealth. Prior to his graduation in 2016, he started his career in financial services at a large trust company in Louisiana. In 2019 he moved to Arkansas and worked at an independent RIA until Rivertree was launched in 2024. He also started a podcast and YouTube channel, Retirement Answers.
Jacob Duke’s longest registration was 4 years at Applied Capital LLC (2019–2024). Before joining Rivertree Wealth in 2024, Jacob Duke was registered through Applied Capital LLC.
- Rivertree WealthCurrent– present · 2 yearsLittle Rock, AR · Adviser representative · Firm CRD 329595
- Applied Capital LLC– · 4 yearsLittle Rock, AR · Adviser representative · Firm CRD 166175
Professional designations
Listed by Rivertree Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jacob Duke is registered as an investment adviser representative in 2 states. The first approvals date from March 2024; the most recent is Texas, in October 2024.
- ArkansasSince 14 March 2024
- TexasSince 30 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 May 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jacob Ivan Duke
- CRD
- 7141860
- Firm
- Rivertree Wealth · CRD 329595
- Role
- CCO, Member
- Office
- 415 N. MCKINLEY ST., SUITE 1047, Little Rock, AR 72205
- Registration
- Investment adviser registration
- In the industry since
- June 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rivertreewealth.com
Where does Jacob Duke work?
Jacob Duke has been CCO, Member of Rivertree Wealth LLC since January 2024, and is a control person of the firm.
Is Jacob Duke a financial advisor?
Yes. Jacob Duke has a current investment-adviser registration in Arkansas and Texas, through Rivertree Wealth since March 2024.
How many years of experience does Jacob Duke have?
Jacob Duke has 7 years in the financial industry, since June 2019, across 2 adviser firms.
What exams has Jacob Duke passed?
Jacob Duke passed the Series 65 in May 2018.
Where is Jacob Duke based?
Jacob Duke’s registered office is in Little Rock, AR.
Is Jacob Duke registered with FINRA?
No. Jacob Duke has no current broker registration.
Is Jacob Duke a CFP?
Rivertree Wealth lists Jacob Duke with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jacob Duke’s record?
Search CRD 7141860 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Duke’s full registration record.