Shaun Mize has been an investment adviser representative at Rivertree Wealth since July 2026, and is not listed among the firm’s executive officers or direct owners. Shaun Mize holds a Bachelor of Science in Management from United States Air Force Academy.
Rivertree Wealth LLC is a Little Rock, AR firm with $143M under management, 167 clients and 4 advisers across 4 offices, as of its September 2026 filing.
Shaun Mize is Lead Financial Advisor at Rivertree Wealth. After graduating from the United States Air Force Academy in 2018, he was commissioned as a Logistics Readiness Officer in the Air Force and served six years. He then joined a large wealth management firm in Scottsdale, Arizona, where he helped high-net-worth families manage their financial lives, before joining Rivertree.
Shaun Mize’s longest registration was 2 years at Brighton Jones LLC (2024–2026). Before joining Rivertree Wealth in 2026, Shaun Mize was registered through Brighton Jones LLC.
- Rivertree WealthCurrent– present · under a yearGilbert, AZ · Adviser representative · Firm CRD 329595
- Brighton Jones LLC– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 108601
Professional designations
Listed by Rivertree Wealth
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Shaun Mize is registered as an investment adviser representative in 2 states. The first approvals date from July 2026; the most recent is Arizona, in August 2026.
- ArizonaSince 12 August 2026
- TexasSince 31 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Shaun Douglas Mize
- CRD
- 7846162
- Firm
- Rivertree Wealth · CRD 329595
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- January 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rivertreewealth.com
Where does Shaun Mize work?
Shaun Mize is an investment adviser representative registered through Rivertree Wealth LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Shaun Mize a financial advisor?
Yes. Shaun Mize has a current investment-adviser registration in Arizona and Texas, through Rivertree Wealth since July 2026.
How many years of experience does Shaun Mize have?
Shaun Mize has 2 years in the financial industry, since January 2024, across 2 adviser firms.
What exams has Shaun Mize passed?
Shaun Mize passed the Series 65 in January 2024.
Where did Shaun Mize work before Rivertree Wealth?
Before Rivertree Wealth, Shaun Mize was registered through Brighton Jones LLC, January 2024 to July 2026.
Where is Shaun Mize based?
Shaun Mize’s registered office is in Gilbert, AZ.
Is Shaun Mize registered with FINRA?
No. Shaun Mize has no current broker registration.
Is Shaun Mize a CFP?
Rivertree Wealth lists Shaun Mize with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Shaun Mize’s record?
Search CRD 7846162 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shaun Mize’s full registration record.