RDM Capital Associates provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
RDM Capital Associates reports 127 clients. They include 77 individual clients, 49 high-net-worth individuals and 1 charitable organization. Of its assets, 100.0% ($164M across 256 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 12% |
| High-net-worth individuals | 39% | 82% |
| Charitable organizations | <1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 77 | $20.2M | 12.3% | $262K |
| High-net-worth individuals | 49 | $135M | 81.9% | $2.75M |
| Charitable organizations | Fewer than 5 | $9.63M | 5.9% | $9.63M |
| Total | 127 | $164M | 100% | — |
- Clients
- 77
- Regulatory AUM
- $20.2M
- AUM share
- 12.3%
- Avg. per client
- $262K
- Clients
- 49
- Regulatory AUM
- $135M
- AUM share
- 81.9%
- Avg. per client
- $2.75M
- Clients
- Fewer than 5
- Regulatory AUM
- $9.63M
- AUM share
- 5.9%
- Avg. per client
- $9.63M
Total
- Clients
- 127
- Regulatory AUM
- $164M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
RDM Capital Associates is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Bruno Larocca owns 75% or more of RDM Capital Associates. The leadership team of RDM Capital Associates includes President Bruno Larocca and Chief Compliance Officer Matthew Larocca. It has 4 employees, 3 of them in advisory roles.
Leadership
Bruno LaroccaPresident, Dir
Matthew LaroccaManaging Director, Treasurer, Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 75% or more of RDM Capital Associates Inc
Bruno Larocca
Control person · since December 1988
- Owns 10% to 25% of RDM Capital Associates Inc
Matthew Larocca
Control person · since August 2014
RDM Capital Associates’ regulatory assets grew 1.5× from $107M (May 2024) to $164M (March 2026); clients rose from 99 to 127 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $164M | 127 | 4 | 1 |
| February 2025 | $128M | 110 | 4 | 1 |
| May 2024 | $107M | 99 | 4 | 1 |
Besides its headquarters, RDM Capital Associates has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 263 Broad St, Red BankHQ
Contact and registration details
- Legal name
- RDM Capital Associates Inc
- Headquarters
- 263 Broad St, Red Bank, NJ 07701
- Website
- rdmcapital.com
- Phone
- 732-576-1671
- @2647658
- SEC file
- 801-129856
- Structure
- New Jersey corporation
- Fiscal year end
- December
RDM Capital Associates uses Pershing ($164M) as custodian for its separately managed accounts. RDM Capital Associates has custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $164M100%
At year end, RDM Capital Associates’ separately managed accounts were mostly in stocks (89%).
What the accounts hold
- Stocks89%
- Funds2%
- Bonds3%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- Cash6%
How many clients does RDM Capital Associates have?
RDM Capital Associates has 127 clients and manages $164 million for them, as of March 2026. They include 77 individual clients, 49 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does RDM Capital Associates offer?
RDM Capital Associates provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does RDM Capital Associates use?
RDM Capital Associates’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $164M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does RDM Capital Associates have?
RDM Capital Associates has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RDM Capital Associates invest in?
At the end of its last fiscal year, RDM Capital Associates’ separately managed accounts held 89% exchange-traded equities, 6% cash and equivalents, 2% investment grade corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RDM Capital Associates?
RDM Capital Associates’ direct owners are Bruno Larocca (75% or more) and Matthew Larocca (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does RDM Capital Associates get paid?
RDM Capital Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RDM Capital Associates?
RDM Capital Associates’ main office is at 263 Broad St, Red Bank, NJ 07701. Its phone number is 732-576-1671. Its website is rdmcapital.com.