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Bruno Larocca, portrait

Bruno Larocca

President, Dir at RDM Capital Associates in Red Bank, NJ

Investment adviser registrationUpdated

Bruno Larocca is President, Dir of RDM Capital Associates Inc, an investment adviser managing $164M, and works from its Red Bank, NJ office. Bruno Larocca has been registered as an investment adviser representative through RDM Capital Associates since 8 May 2014, has 12 years in the industry across 1 firm and has passed the Series 7 and Series 24.

12
Years in industry
12
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Bruno Larocca has been President, Dir of RDM Capital Associates since December 1988, is a control person of the firm and directly owns 75% or more of it. Bruno Larocca is a graduate of studies in Business Administration, International Finance and Economics, New York University. Bruno Larocca studied at Cornell University.

RDM Capital Associates Inc is a Red Bank, NJ firm with $164M under management, 127 clients and 3 advisers in one office, as of its March 2026 filing.

Bruno LaRocca is President of RDM Capital Associates, Inc., based in Red Bank, NJ. He is the principal and founder of RDM Capital. He was a Vice President of Bankers Trust Company in New York until 1979, where he served in a variety of increasingly responsible positions in New York, Europe and Latin America. Since 1979, he has been involved in all aspects of investment banking and portfolio management for individual and corporate investors, both foreign and domestic.

  1. – present · 12 years
    Red Bank, NJ · Adviser representative · Firm CRD 106941

Credentials and registrations

Investment adviser representative registrations

Bruno Larocca is registered as an investment adviser representative in New York, since August 2021.

  • New YorkSince 27 August 2021

Examinations

Series 242 July 1984
Name
General Securities Principal Examination
Series 721 April 1979
Name
General Securities Representative Examination

Key facts

CRD
865368
Firm
RDM Capital Associates · CRD 106941
Role
President, Dir
Office
263 BROAD ST, Red Bank, NJ 07701
Registration
Investment adviser registration
In the industry since
May 2014
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Bruno Larocca work?

Bruno Larocca has been President, Dir of RDM Capital Associates Inc since December 1988, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Bruno Larocca a financial advisor?

Yes. Bruno Larocca has a current investment-adviser registration in New York, through RDM Capital Associates since May 2014.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Bruno Larocca have?

Bruno Larocca has 12 years in the financial industry, since May 2014, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Bruno Larocca passed?

Bruno Larocca has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in April 1979.

Source: IAPD individual record, checked 22 October 2026

Where is Bruno Larocca based?

Bruno Larocca’s registered office is in Red Bank, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Bruno Larocca registered with FINRA?

No. Bruno Larocca has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Bruno Larocca’s record?

Search CRD 865368 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bruno Larocca’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at RDM Capital Associates

Sources

  1. IAPD individual record, CRD 865368, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RDM Capital Associates Inc, filed 30 March 2026. Title, control and ownership bands.
  3. RDM Capital Associates team page. Biography, education, credentials, awards and the portrait, reproduced for identification.