Matthew Larocca has been Managing Director, Treasurer, Chief Compliance Officer of RDM Capital Associates since August 2014, is a control person of the firm and directly owns between 10% and 25% of it. Matthew Larocca holds a B.S. from Cornell University and a J.D. from Villanova Law School.
RDM Capital Associates Inc is a Red Bank, NJ firm with $164M under management, 127 clients and 3 advisers in one office, as of its March 2026 filing.
Matthew LaRocca is Managing Director and Chief Operating Officer of RDM Capital Associates, Inc., based in Red Bank, NJ. Matt is responsible for client-specific investment decisions and portfolio allocation, and is also a financial analyst. He was previously a corporate attorney with Skadden, Arps, Slate, Meagher & Flom LLP in Wilmington, DE, specializing in mergers and acquisitions, securities transactions and corporate law advice.
- RDM Capital Associates IncCurrent– present · 15 yearsRed Bank, NJ · Adviser representative · Firm CRD 106941
Professional designations
Listed by RDM Capital Associates
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Matthew Larocca is registered as an investment adviser representative in 3 states. The first approvals date from February 2011; the most recent is New York, in August 2021.
- FloridaSince 6 April 2020
- New JerseySince 10 February 2011
- New YorkSince 25 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 February 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Matthew Latimer Larocca
- CRD
- 5873426
- Firm
- RDM Capital Associates · CRD 106941
- Role
- Managing Director, Treasurer, Chief Compliance Officer
- Office
- 263 BROAD ST, Red Bank, NJ 07701
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rdmcapital.com
Where does Matthew Larocca work?
Matthew Larocca has been Managing Director, Treasurer, Chief Compliance Officer of RDM Capital Associates Inc since August 2014, and is a control person of the firm.
Is Matthew Larocca a financial advisor?
Yes. Matthew Larocca has a current investment-adviser registration in Florida, New Jersey and New York, through RDM Capital Associates since February 2011.
How many years of experience does Matthew Larocca have?
Matthew Larocca has 15 years in the financial industry, since February 2011, across 1 adviser firm.
What exams has Matthew Larocca passed?
Matthew Larocca passed the Series 65 in February 2011.
Where is Matthew Larocca based?
Matthew Larocca’s registered office is in Red Bank, NJ.
Is Matthew Larocca registered with FINRA?
No. Matthew Larocca has no current broker registration.
Is Matthew Larocca a CFP?
RDM Capital Associates lists Matthew Larocca with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Matthew Larocca’s record?
Search CRD 5873426 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Larocca’s full registration record.
