Alexander Strauss has been an investment adviser representative at RDM Capital Associates since May 2022, and is not listed among the firm’s executive officers or direct owners. Alexander Strauss holds a B.A. in Economics from Pennsylvania State University.
RDM Capital Associates Inc is a Red Bank, NJ firm with $164M under management, 127 clients and 3 advisers in one office, as of its March 2026 filing.
Alex Strauss is Wealth Advisor of RDM Capital Associates, Inc., based in Red Bank, NJ. He is responsible for client-specific investment decisions and portfolio allocation, and works with clients and their families with a focus on financial planning, asset allocation and liability management. He was previously a Wealth Strategy Analyst with UBS Financial Services in New York, NY.
Alexander Strauss’ longest registration is the current one, 4 years at RDM Capital Associates since 2022. Before joining RDM Capital Associates in 2022, Alexander Strauss was registered through UBS Financial Services Inc.
- RDM Capital Associates IncCurrent– present · 4 yearsRed Bank, NJ · Adviser representative · Firm CRD 106941
- UBS Financial Services Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Alexander Strauss is registered as an investment adviser representative in 3 states. The first approvals date from May 2022; the most recent is New Jersey, in July 2022.
- FloridaSince 25 May 2022
- New JerseySince 26 July 2022
- New YorkSince 3 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 May 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 2014 |
| Series 7 | General Securities Representative Examination | 25 August 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alexander J Strauss
- CRD
- 6346353
- Firm
- RDM Capital Associates · CRD 106941
- Office
- 263 BROAD ST, Red Bank, NJ 07701
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rdmcapital.com
Where does Alexander Strauss work?
Alexander Strauss is an investment adviser representative registered through RDM Capital Associates Inc since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Alexander Strauss a financial advisor?
Yes. Alexander Strauss has a current investment-adviser registration in Florida, New Jersey and New York, through RDM Capital Associates since May 2022.
How many years of experience does Alexander Strauss have?
Alexander Strauss has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Alexander Strauss passed?
Alexander Strauss has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 2014. FINRA credited Alexander Strauss with the SIE, which began in October 2018.
Where did Alexander Strauss work before RDM Capital Associates?
Before RDM Capital Associates, Alexander Strauss was registered through UBS Financial Services Inc., October 2021 to April 2022.
Where is Alexander Strauss based?
Alexander Strauss’ registered office is in Red Bank, NJ.
Is Alexander Strauss registered with FINRA?
No. Alexander Strauss has no current broker registration.
How can I verify Alexander Strauss’ record?
Search CRD 6346353 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alexander Strauss’ full registration record.
