Private Client Advisor Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 26–50 clients last fiscal year.
Private Client Advisor Group reports 190 clients. They include 138 individual clients and 52 high-net-worth individuals. Of its assets, 100.0% ($110M across 391 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 32% |
| High-net-worth individuals | 27% | 68% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 138 | $35.2M | 32.0% | $255K |
| High-net-worth individuals | 52 | $74.8M | 68.0% | $1.44M |
| Total | 190 | $110M | 100% | $579K |
- Clients
- 138
- Regulatory AUM
- $35.2M
- AUM share
- 32.0%
- Avg. per client
- $255K
- Clients
- 52
- Regulatory AUM
- $74.8M
- AUM share
- 68.0%
- Avg. per client
- $1.44M
Total
- Clients
- 190
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- $579K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Private Client Advisor Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Project financial planning is a fixed fee of up to $1,000 (may be higher for complex engagements) or hourly at up to $200 an hour, billed in arrears.
- Retirement Plan Services
- Retirement plan services are a fixed fee generally not to exceed $10,000 or an asset-based fee not to exceed 1.50% annually, with a $1,000 minimum annual fee per plan.
Mark Stratton owns 75% or more of Private Client Advisor Group. The leadership team of Private Client Advisor Group includes Chief Compliance Officer Mark Stratton. It has 6 employees.
Leadership
- Mark StrattonManaging Member, Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 5 insurance agents
- Owns 75% or more of Private Client Advisor Group, LLC
Mark Stratton
Control person · since January 2024
Besides its headquarters, Private Client Advisor Group has 1 office, with 2 listed addresses in Florida and Kansas.
Florida · 1 listed address
- 901 SW Martin Downs BLVD., Suite 200 D, Palm CityHQ
Kansas · 1 listed address
- 40 Corporate Woods, Overland Park
Other business names
Private Client Advisor Group has reported 2 other business names to the SEC.
- Adb Financial
- Omada Financial
Contact and registration details
- Legal name
- Private Client Advisor Group, LLC
- Headquarters
- 901 SW Martin Downs BLVD., Suite 200 D, Palm City, FL 34990
- Website
- privateclientadvisor.net
- Phone
- 516-241-3934
- SEC file
- 801-134899
- Structure
- Florida LLC
- Fiscal year end
- December
Private Client Advisor Group uses Charles Schwab ($110M) as custodian for its separately managed accounts. Private Client Advisor Group has custody of $39.4M in client assets for 55 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $110M100%
At year end, Private Client Advisor Group’s separately managed accounts were largely in stocks (48%) and bonds (25%).
What the accounts hold
- Stocks48%
- Funds20%
- Bonds25%
- U.S. government and agency bonds15%
- State and local bonds10%
- Cash7%
How many clients does Private Client Advisor Group have?
Private Client Advisor Group has 190 clients and manages $110 million for them, as of August 2026. They include 138 individual clients and 52 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 August 2026
What services does Private Client Advisor Group offer?
Private Client Advisor Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Private Client Advisor Group charge?
Private Client Advisor Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.
Source: PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2, filed 1 August 2026
Which custodians does Private Client Advisor Group use?
Private Client Advisor Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 August 2026
How many financial advisors does Private Client Advisor Group have?
Private Client Advisor Group has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Private Client Advisor Group invest in?
At the end of its last fiscal year, Private Client Advisor Group’s separately managed accounts held 48% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 15% U.S. government and agency bonds, 10% state and local bonds and 7% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Private Client Advisor Group have a minimum investment?
Yes, Private Client Advisor Group’s minimum account size for its Investment Management Services is $100K.
Source: PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2, filed 1 August 2026
Who owns Private Client Advisor Group?
Private Client Advisor Group’s direct owner is Mark Stratton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 August 2026
How does Private Client Advisor Group get paid?
Private Client Advisor Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Private Client Advisor Group?
Private Client Advisor Group’s main office is at 901 SW Martin Downs BLVD., Suite 200 D, Palm City, FL 34990. Its phone number is 516-241-3934. Its website is privateclientadvisor.net.