{"url":"https://nivawealth.com/firms/private-client-advisor-group-330038","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/330038","regulatoryAum":110000000,"crd":"330038","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5537832","suffix":null,"lastName":"BUSH","firstName":"DAVID","middleName":"WILLIAM"},{"crd":"6068327","suffix":null,"lastName":"NEWTON","firstName":"BRENNEN","middleName":"SEAN"},{"crd":"6121099","suffix":null,"lastName":"NEWTON","firstName":"BRYAN","middleName":"SCOTT"},{"crd":"7363379","suffix":null,"lastName":"Palmer","firstName":"Dirk","middleName":"Eugene"},{"crd":"4911591","suffix":null,"lastName":"Ross","firstName":"Scott","middleName":"Wesley"},{"crd":"1894252","suffix":null,"lastName":"STRATTON","firstName":"MARK","middleName":"EDWARD"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134899","legalName":"Private Client Advisor Group, LLC","displayName":"Private Client Advisor Group","slug":"private-client-advisor-group-330038","website":"https://privateclientadvisor.net/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/330038/a79f39d83ca2782e-r1.webp","tone":"light","width":408,"height":200,"sourceUrl":"https://www.privateclientadvisor.net/","sourceLabel":"Private Client Advisor Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"901 SW Martin Downs BLVD., Suite 200 D","city":"Palm City","state":"FL","stateName":"Florida","country":"United States","postalCode":"34990"},"tradeNames":["Adb Financial","Omada Financial"],"registration":{"secApproved":"9 December 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":578947.3684210526,"staff":{"employees":6,"advisory":6,"brokerDealerReps":0,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":110000000,"discretionary":110000000,"discretionaryAccounts":391,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":138,"regulatoryAum":35231461},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":74768539}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053655","versionId":1053655,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-08-01","documentName":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Project financial planning is a fixed fee of up to $1,000 (may be higher for complex engagements) or hourly at up to $200 an hour, billed in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053655","versionId":1053655,"submittedOn":"2026-08-01","documentName":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2"},{"role":"other","program":"Retirement Plan Services","summary":"Retirement plan services are a fixed fee generally not to exceed $10,000 or an asset-based fee not to exceed 1.50% annually, with a $1,000 minimum annual fee per plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053655","versionId":1053655,"submittedOn":"2026-08-01","documentName":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:41:17.853337+00:00","documents":[{"name":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053655","versionId":1053655,"submittedOn":"2026-08-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":110000000}],"custodyNote":"Private Client Advisor Group has custody of $39.4M in client assets for 55 clients.","otherCustodians":[],"leadership":[{"name":"Mark Stratton","title":"Managing Member, Chief Compliance Officer","crd":"1894252"}],"ownership":[{"label":"Mark Stratton","detail":"Managing member, chief compliance officer in the 75% or more ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"901 SW Martin Downs BLVD., Suite 200 D","city":"Palm City","headquarters":true}]},{"state":"Kansas","offices":1,"addresses":[{"street":"40 Corporate Woods","city":"Overland Park"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"516-241-3934","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":48},{"label":"U.S. government/agency bonds","percent":15},{"label":"U.S. state and local bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"1 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/330038/PDF/330038.pdf","brochureDate":"1 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053655","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Private Client Advisor Group have?","answer":"Private Client Advisor Group has 190 clients and manages $110 million for them, as of August 2026. They include 138 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Private Client Advisor Group offer?","answer":"Private Client Advisor Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Private Client Advisor Group charge?","answer":"Private Client Advisor Group charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.","source":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2, filed 1 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Private Client Advisor Group use?","answer":"Private Client Advisor Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Private Client Advisor Group have?","answer":"Private Client Advisor Group has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Private Client Advisor Group invest in?","answer":"At the end of its last fiscal year, Private Client Advisor Group’s separately managed accounts held 48% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs), 15% U.S. government and agency bonds, 10% state and local bonds and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Private Client Advisor Group have a minimum investment?","answer":"Yes, Private Client Advisor Group’s minimum account size for its Investment Management Services is $100K.","source":"PRIVATE CLIENT ADVISOR GROUP, LLC - ADV PART 2, filed 1 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Private Client Advisor Group?","answer":"Private Client Advisor Group’s direct owner is Mark Stratton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Private Client Advisor Group get paid?","answer":"Private Client Advisor Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Private Client Advisor Group?","answer":"Private Client Advisor Group’s main office is at 901 SW Martin Downs BLVD., Suite 200 D, Palm City, FL 34990. Its phone number is 516-241-3934. Its website is privateclientadvisor.net.","source":"Form ADV Part 1A, Item 1.F, filed 1 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}