Mark Stratton has been Managing Member, Chief Compliance Officer of Private Client Advisor Group since January 2024, is a control person of the firm and directly owns 75% or more of it.
Private Client Advisor Group, LLC is a Palm City, FL firm with $110M under management, 190 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Mark Stratton’s longest registration was 4 years at Motiv8 Investments LLC (2017–2022). Before joining Private Client Advisor Group in 2024, Mark Stratton was registered through Owlfi and Motiv8 Investments LLC.
- – present · 2 yearsPalm City, FL · Adviser representative · Firm CRD 330038
- Owlfi– · 2 yearsPalm City, FL · Adviser representative · Firm CRD 311854
- Motiv8 Investments LLC– · 4 yearsStuart, FL · Adviser representative · Firm CRD 285560
- LPL Financial LLC– · 4 yearsMassapequa, NY · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Mark Stratton is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2024; the most recent is Texas, in June 2024.
- FloridaSince 17 May 2024
- TexasResidentSince 14 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 September 2012 |
| Series 24 | General Securities Principal Examination | 16 November 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 January 1992 |
| Series 7 | General Securities Representative Examination | 19 November 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Edward Stratton
- CRD
- 1894252
- Firm
- Private Client Advisor Group · CRD 330038
- Role
- Managing Member, Chief Compliance Officer
- Office
- 901 SW MARTIN DOWNS BLVD., SUITE 200 D, Palm City, FL 34990
- Registration
- Investment adviser registration
- In the industry since
- February 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Stratton work?
Mark Stratton has been Managing Member, Chief Compliance Officer of Private Client Advisor Group, LLC since January 2024, and is a control person of the firm.
Is Mark Stratton a financial advisor?
Yes. Mark Stratton has a current investment-adviser registration in Florida and Texas, through Private Client Advisor Group since May 2024.
How many years of experience does Mark Stratton have?
Mark Stratton has 31 years in the financial industry, since February 1995, across 4 adviser firms.
What exams has Mark Stratton passed?
Mark Stratton has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in November 1988. FINRA credited Mark Stratton with the SIE, which began in October 2018.
Where did Mark Stratton work before Private Client Advisor Group?
Before Private Client Advisor Group, Mark Stratton was registered through Motiv8 Investments LLC, September 2017 to January 2022; LPL Financial LLC, October 2012 to January 2017.
Where is Mark Stratton based?
Mark Stratton’s registered office is in Palm City, FL.
Is Mark Stratton registered with FINRA?
No. Mark Stratton has no current broker registration.
How can I verify Mark Stratton’s record?
Search CRD 1894252 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Stratton’s full registration record.