Scott Ross has been an investment adviser representative at Private Client Advisor Group since August 2024, and is not listed among the firm’s executive officers or direct owners.
Private Client Advisor Group, LLC is a Palm City, FL firm with $110M under management, 190 clients and 6 advisers across 2 offices, as of its August 2026 filing.
Scott Ross’ longest registration was 5 years at Global View Capital Management, LTD (2014–2019). Before joining Private Client Advisor Group in 2024, Scott Ross was registered through Owlfi and Kingswood Wealth Advisors, LLC.
- – present · 2 yearsAlpine, UT · Adviser representative · Firm CRD 330038
- Owlfi– · 1 yearAlpine, UT · Adviser representative · Firm CRD 311854
- Kingswood Wealth Advisors, LLC– · under a yearAlpine, UT · Adviser representative · Firm CRD 288792
- International Assets Investment Management, LLC– · 2 yearsAlpine, UT · Adviser representative · Firm CRD 144426
- Global View Capital Management, LTD– · 5 yearsPleasant Grove, UT · Adviser representative · Firm CRD 158292
- The Strategic Financial Alliance– · under a yearPleasant Grove, UT · Adviser representative · Firm CRD 126514
- Transamerica Financial Advisors, Inc.– · 1 yearSo. Jordan, UT · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
Scott Ross is registered as an investment adviser representative in Utah, since August 2024.
- UtahSince 1 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 May 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 April 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Scott Wesley Ross
- CRD
- 4911591
- Firm
- Private Client Advisor Group · CRD 330038
- Office
- Alpine, UT
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Ross work?
Scott Ross is an investment adviser representative registered through Private Client Advisor Group, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Scott Ross a financial advisor?
Yes. Scott Ross has a current investment-adviser registration in Utah, through Private Client Advisor Group since August 2024.
How many years of experience does Scott Ross have?
Scott Ross has 14 years in the financial industry, since March 2012, across 7 adviser firms.
What exams has Scott Ross passed?
Scott Ross has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in April 2005. FINRA credited Scott Ross with the SIE, which began in October 2018.
Where did Scott Ross work before Private Client Advisor Group?
Before Private Client Advisor Group, Scott Ross was registered through Owlfi, May 2023 to August 2024; Kingswood Wealth Advisors, LLC, June 2022 to May 2023; International Assets Investment Management, LLC, July 2019 to June 2022; Global View Capital Management, LTD, January 2014 to June 2019; The Strategic Financial Alliance, April 2013 to December 2013; Transamerica Financial Advisors, Inc., February 2012 to April 2013.
Where is Scott Ross based?
Scott Ross’ registered office is in Alpine, UT.
Is Scott Ross registered with FINRA?
No. Scott Ross has no current broker registration.
How can I verify Scott Ross’ record?
Search CRD 4911591 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Ross’ full registration record.