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Pomona Management

SEC-registered adviser since 2008New York, NYCRD 148269

23
Clients
18
Advisory staff

From Form ADV filed 31 March 2026 · data retrieved 15 October 2026SEC record

Pomona Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2008. Its clients include pooled investment vehicles, insurance companies and investment companies.

Its services include portfolio management for investment companies and portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. Voya Pomona Holdings LLC owns 75% or more of Pomona Management.

Clients

Pomona Management serves 23 clients, 21 of them pooled investment vehicles. The average client has about $659 million with the firm.

Regulatory assets by client type
  • Investment companies1 clients13%
  • Pooled investment vehicles21 clients74%
  • Insurance companies1 clients13%
Show client breakdown
Investment companies
Clients
1
Regulatory AUM
$1,939,522,765
Share
12.8%
Avg. per client
$1.94B
Pooled investment vehicles
Clients
21
Regulatory AUM
$11,259,223,958
Share
74.3%
Avg. per client
$536.2M
Insurance companies
Clients
1
Regulatory AUM
$1,957,710,188
Share
12.9%
Avg. per client
$1.96B

Total

Clients
23
Regulatory AUM
$15,156,456,911
Share
100%
Avg. per client
$659.0M

What it does

Pomona Management provides portfolio management for investment companies, portfolio management for pooled vehicles and other activities. It is paid through a percentage of assets, performance-based fees and other arrangements.

Pomona Management advises 38 private funds.

100.0% of assets ($15.16B across 23 accounts) are managed with discretion. 34% of clients are outside the U.S., and 1 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Funds100%

Custodians

Pomona Management has custody of $6.04B for 23 clients.

Managed account assets by custodian
  • All other custodians$15.16B100%

Ownership and leadership

Voya Pomona Holdings LLC owns 75% or more of Pomona Management.

Who owns the firm
Pomona Management LLC· the adviser
  • Voya Pomona Holdings LLC

    Control person · since October 2000

    Owns 75% or more of Pomona Management LLC

Leadership

  • John Stephens
    Chief Financial Officer
  • Jeremy Dardick
    Chief Compliance Officer
  • Jeremy Dardick
    General Counsel
  • Michael Granoff
    Managing Principal
  • Francis Janis
    Managing Principal

Staff

  • 41 employees
  • 18 in advisory functions

Fees

Pomona Management is paid through a percentage of assets under management, performance-based fees and other.

Pomona Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Pomona Management has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 780 Third Avenue, Floor 46, New YorkHQ

Registration details

Legal name
Pomona Management LLC
Headquarters
780 Third Avenue, Floor 46, New York, NY 10017
Website
Not reported
SEC file
801-69755
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Pomona Management have?

Pomona Management has 23 clients and manages $15.2 billion for them, as of March 2026. They include 21 pooled investment vehicles, 1 investment companies and 1 insurance companies.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026

What services does Pomona Management offer?

Pomona Management provides portfolio management for investment companies, portfolio management for pooled vehicles and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Pomona Management have?

Pomona Management has 0 investment adviser representatives registered with state securities authorities, out of 41 employees, and 18 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Pomona Management invest in?

At the end of its last fiscal year, Pomona Management’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 38 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Pomona Management?

Pomona Management is owned through a chain of holding companies by Voya Financial. Its direct owner is Voya Pomona Holdings LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026

How does Pomona Management get paid?

Pomona Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 31 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 148269.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Pomona Management LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.