{"url":"https://nivawealth.com/firms/pomona-management-148269","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148269","regulatoryAum":15156456911,"crd":"148269","secFileNumber":"801-69755","legalName":"Pomona Management LLC","displayName":"Pomona Management","website":"http://www.pomonacapital.com","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/148269/e816612049d8f6df-r1.webp","tone":"light","width":527,"height":200,"sourceUrl":"https://www.pomonacapital.com/","sourceLabel":"Pomona Capital, website"},"linkedinUrl":"https://www.linkedin.com/company/pomona-capital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"780 Third Avenue, Floor 46","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10017"},"tradeNames":[],"registration":{"secApproved":"5 December 2008","noticeFilings":1,"latestNoticeFiling":"5 December 2008","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"New York","effectiveDate":"2008-12-05"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2008-12-05"}]}},"wealthAumPerClient":null,"staff":{"employees":41,"advisory":18,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15156456911,"discretionaryAccounts":23,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":34,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":1939522765},{"label":"Pooled investment vehicles","clients":21,"regulatoryAum":11259223958},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":1957710188}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Pomona Management has custody of $6.04B for 23 clients.","otherCustodians":[],"leadership":[{"name":"John Stephens","title":"Chief Financial Officer","crd":"4530066"},{"name":"Jeremy Dardick","title":"Chief Compliance Officer","crd":"6488295"},{"name":"Jeremy Dardick","title":"General Counsel","crd":"6488295"},{"name":"Michael Granoff","title":"Managing Principal","crd":"4298547"},{"name":"Francis Janis","title":"Managing Principal","crd":"5613942"}],"ownership":[{"label":"Voya Pomona Holdings LLC","detail":"Sole member in the 75% or more ownership band and a control person, since October 2000."},{"label":"Voya Investment Management LLC","detail":"Indirect owner: a sole member of Voya Investment Management Alternative Assets LLC in the 75% or more band and a control person, since January 2004.","parent":"Voya Investment Management Alternative Assets LLC"},{"label":"Voya Holdings Inc.","detail":"Indirect owner: a shareholder of Vim Holdings LLC in the 75% or more band and a control person, since July 2022.","parent":"Vim Holdings LLC"},{"label":"Voya Financial","detail":"Indirect owner: a shareholder of Voya Holdings Inc. in the 75% or more band and a control person, since January 2004.","parent":"Voya Holdings Inc."},{"label":"Voya Investment Management Alternative Assets LLC","detail":"Indirect owner: a sole member of Voya Pomona Holdings LLC in the 75% or more band and a control person, since January 2004.","parent":"Voya Pomona Holdings LLC"},{"label":"Vim Holdings LLC","detail":"Indirect owner: a sole member of Voya Investment Management LLC in the 75% or more band and a control person, since July 2022.","parent":"Voya Investment Management LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"780 Third Avenue, Floor 46","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-593-3639","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":38},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/148269/PDF/148269.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pomona Management have?","answer":"Pomona Management has 23 clients and manages $15.2 billion for them, as of March 2026. They include 21 pooled investment vehicles, 1 investment company and 1 insurance company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pomona Management offer?","answer":"Pomona Management provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Pomona Management have?","answer":"Pomona Management has 0 investment adviser representatives registered with state securities authorities, out of 41 employees, and 18 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pomona Management invest in?","answer":"At the end of its last fiscal year, Pomona Management’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 38 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pomona Management?","answer":"Pomona Management is owned through a chain of holding companies by Voya Financial. Its direct owner is Voya Pomona Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pomona Management get paid?","answer":"Pomona Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}