Park Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Park Capital Management reports 625 clients. They include 470 individual clients, 87 high-net-worth individuals, and 46 pension and profit-sharing plans. Of its assets, 99.0% ($859M across 1,792 accounts) are managed with discretion; $8.94M across 61 accounts are not. It advised 23 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 22% |
| High-net-worth individuals | 14% | 35% |
| Pension and profit-sharing plans | 7% | 39% |
| Charitable organizations | <1% | 3% |
| Insurance companies | <1% | <1% |
| Other client typesCorporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 470 | $188M | 21.6% | $399K |
| High-net-worth individuals | 87 | $305M | 35.1% | $3.5M |
| Pension and profit-sharing plans | 46 | $335M | 38.6% | $7.29M |
| Charitable organizations | 6 | $21.7M | 2.5% | $3.62M |
| Insurance companies | Fewer than 5 | $1.39M | 0.2% | $1.39M |
| Corporations and other businesses | 15 | $17.4M | 2.0% | $1.16M |
| Total | 625 | $868M | 100% | — |
- Clients
- 470
- Regulatory AUM
- $188M
- AUM share
- 21.6%
- Avg. per client
- $399K
- Clients
- 87
- Regulatory AUM
- $305M
- AUM share
- 35.1%
- Avg. per client
- $3.5M
- Clients
- 46
- Regulatory AUM
- $335M
- AUM share
- 38.6%
- Avg. per client
- $7.29M
- Clients
- 6
- Regulatory AUM
- $21.7M
- AUM share
- 2.5%
- Avg. per client
- $3.62M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.39M
- AUM share
- 0.2%
- Avg. per client
- $1.39M
- Clients
- 15
- Regulatory AUM
- $17.4M
- AUM share
- 2.0%
- Avg. per client
- $1.16M
Total
- Clients
- 625
- Regulatory AUM
- $868M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 23
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Park Capital Management charges 0.70%–1.10% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.10% |
| $250K–$1M | 1.00% |
| $1M–$2M | 0.90% |
| $2M–$4M | 0.80% |
| $4M and above | 0.70% |
Fee details and sources
Other fees
- 401(k) Consulting Services
- 401(k) consulting services are billed directly in arrears at 10 to 75 basis points, depending on scope and the number of plan participants.
- Consulting Services
- Consulting is billed hourly at a maximum of $250 an hour, or as a fixed fee of $300 to $10,000 per project, and the fees are negotiable.
Clinton Bauch owns 25% to 50% of Park Capital Management. The leadership team of Park Capital Management includes President Clinton Bauch and Chief Compliance Officer Christopher Kleine. It has 9 employees, 5 of them in advisory roles.
Leadership
- Clinton BauchMember/CEO/President
- Christopher KleineChief Compliance Officer
- John FriarMember
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 5 in advisory functions
- 5 state-registered reps
- 1 broker-dealer rep
- 3 insurance agents
- Owns 25% to 50% of Park Capital Management, LLC
Clinton Bauch
Control person · since July 2012
- Owns 25% to 50% of Park Capital Management, LLC
Hausmann-Johnson Insurance
Control person · since July 2012
- Owns 75% or more of Hausmann-Johnson Insurance
Igeniumprime, Inc.
Control person · since April 2017
- Owns 25% to 50% of Park Capital Management, LLC
The Park Bank, Inc
Control person · since January 2017
- Owns 75% or more of The Park Bank, Inc
Park Bancorporation, Inc
Control person · since December 1983
- Owns 75% or more of Park Bancorporation, Inc
James Senty
Control person · since December 1983
Park Capital Management’s regulatory assets grew 4.9× from $176M (March 2021) to $868M (March 2026); clients rose from 472 to 625 and employees from 7 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $868M | 625 | 9 | 1 |
| June 2025 | $733M | 591 | 9 | 1 |
| March 2024 | $377M | 525 | 9 | 1 |
| August 2023 | $306M | 441 | 8 | 1 |
| May 2022 | $304M | 365 | 9 | 4 |
| March 2021 | $176M | 472 | 7 | 4 |
Besides its headquarters, Park Capital Management has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 1601 Greenway Cross, Suite 201, MadisonHQ
Contact and registration details
- Legal name
- Park Capital Management, LLC
- Headquarters
- 1601 Greenway Cross, Suite 201, Madison, WI 53713
- Website
- parkcapitalmgt.com
- Phone
- 608-440-8608
- @parkcapitalmgt.com
- SEC file
- 801-115013
- Structure
- Wisconsin LLC
- Fiscal year end
- December
Park Capital Management uses Charles Schwab ($533M, 80%) and Empower ($130M, 20%) as custodians for its separately managed accounts. Park Capital Management has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $533M80%
- EmpowerEmpower Financial Services, Inc · Greenwood Village, CO · $130M20%
At year end, Park Capital Management’s separately managed accounts were mostly in funds (72%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds72%
- Registered funds69%
- Pooled vehicles3%
- Bonds1%
- Cash7%
How many clients does Park Capital Management have?
Park Capital Management has 625 clients and manages $868 million for them, as of March 2026. They include 470 individual clients, 87 high-net-worth individuals, and 46 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Park Capital Management offer?
Park Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Park Capital Management charge?
Park Capital Management charges 0.70%–1.10% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 6 March 2026
Which custodians does Park Capital Management use?
Park Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $533M and Empower Financial Services, Inc (Greenwood Village, CO), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Park Capital Management have?
Park Capital Management has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Park Capital Management invest in?
At the end of its last fiscal year, Park Capital Management’s separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 7% cash and equivalents, 3% pooled vehicles (private funds and similar) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Park Capital Management?
Park Capital Management is owned through a chain of holding companies by James Senty and Igeniumprime, Inc. Its direct owners are Clinton Bauch, Hausmann-Johnson Insurance and the Park Bank, Inc, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Park Capital Management get paid?
Park Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Park Capital Management registered with the SEC?
Yes, Park Capital Management has been registered with the SEC as an investment adviser since 8 May 2019. Its CRD number is 158965 and its SEC file number is 801-115013.
Source: Form ADV Part 1A, Item 1, filed 6 March 2026; IAPD firm record
How do I contact Park Capital Management?
Park Capital Management’s main office is at 1601 Greenway Cross, Suite 201, Madison, WI 53713. Its phone number is 608-440-8608. Its website is parkcapitalmgt.com.