Daniel Spellman has been an investment adviser representative at Park Capital Management since January 2014, and is not listed among the firm’s executive officers or direct owners.
Park Capital Management, LLC is a Madison, WI firm with $868M under management, 625 clients and 5 advisers in one office, as of its March 2026 filing.
Daniel Spellman’s longest registration is the current one, 12 years at Park Capital Management since 2014. Before joining Park Capital Management in 2014, Daniel Spellman was registered through M&i Investment Management Corp.
- Park Capital Management, LLCCurrent– present · 12 yearsMadison, WI · Adviser representative · Firm CRD 158965
- M&i Investment Management Corp.– · 4 yearsMilwaukee, WI · Adviser representative · Firm CRD 109802
Investment adviser representative registrations
Daniel Spellman is registered as an investment adviser representative in Wisconsin, since January 2014.
- WisconsinSince 29 January 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 1999 |
| Series 7 | General Securities Representative Examination | 27 January 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel James Spellman
- CRD
- 3173952
- Firm
- Park Capital Management · CRD 158965
- Office
- 1601 GREENWAY CROSS, SUITE 201, Madison, WI 53713
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Spellman work?
Daniel Spellman is an investment adviser representative registered through Park Capital Management, LLC since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Spellman a financial advisor?
Yes. Daniel Spellman has a current investment-adviser registration in Wisconsin, through Park Capital Management since January 2014.
How many years of experience does Daniel Spellman have?
Daniel Spellman has 23 years in the financial industry, since April 2003, across 2 adviser firms.
What exams has Daniel Spellman passed?
Daniel Spellman has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1999.
Where did Daniel Spellman work before Park Capital Management?
Before Park Capital Management, Daniel Spellman was registered through M&i Investment Management Corp., July 2005 to November 2009.
Where is Daniel Spellman based?
Daniel Spellman’s registered office is in Madison, WI.
Is Daniel Spellman registered with FINRA?
No. Daniel Spellman has no current broker registration.
How can I verify Daniel Spellman’s record?
Search CRD 3173952 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Spellman’s full registration record.