Clinton Bauch has been Member/CEO/President of Park Capital Management since July 2012, is a control person of the firm and directly owns between 25% and 50% of it.
Park Capital Management, LLC is a Madison, WI firm with $868M under management, 625 clients and 5 advisers in one office, as of its March 2026 filing.
Clint Bauch is President/CEO & Partner of Park Capital Management. He also serves as Senior Financial Advisor, with more than 30 years of advisory experience, and specializes in working with clients who have complex financial circumstances. His work often involves coordination with clients' CPAs and attorneys on estate, tax, and investment strategies within a comprehensive financial plan.
Clinton Bauch’s longest registration is the current one, 14 years at Park Capital Management since 2011. Before joining Park Capital Management in 2011, Clinton Bauch was registered through Cambridge Investment Research Advisors, Inc. and M&i Financial Advisors, Inc.
- Park Capital Management, LLCCurrent– present · 14 yearsMadison, WI · Adviser representative · Firm CRD 158965
- Cambridge Investment Research Advisors, Inc.– · 2 yearsMiddleton, WI · Adviser representative · Firm CRD 134139
- M&i Financial Advisors, Inc.– · 3 yearsMadison, WI · Adviser representative · Firm CRD 16517
Professional designations
Listed by Park Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Clinton Bauch is registered as an investment adviser representative in 2 states. The first approvals date from November 2011; the most recent is Texas, in January 2023.
- TexasSince 5 January 2023
- WisconsinSince 10 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 May 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 October 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 1996 |
| Series 7 | General Securities Representative Examination | 3 September 1996 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Clinton Lee Bauch
- CRD
- 2791047
- Firm
- Park Capital Management · CRD 158965
- Role
- Member/CEO/President
- Office
- 1601 GREENWAY CROSS, SUITE 201, Madison, WI 53713
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- parkcapitalmgt.com
Where does Clinton Bauch work?
Clinton Bauch has been Member/CEO/President of Park Capital Management, LLC since July 2012, and is a control person of the firm.
Is Clinton Bauch a financial advisor?
Yes. Clinton Bauch has a current investment-adviser registration in Texas and Wisconsin, through Park Capital Management since November 2011.
How many years of experience does Clinton Bauch have?
Clinton Bauch has 30 years in the financial industry, since October 1996, across 3 adviser firms.
What exams has Clinton Bauch passed?
Clinton Bauch has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 99TO. The earliest, the Series 7, was passed in September 1996. FINRA credited Clinton Bauch with the SIE, which began in October 2018.
Where did Clinton Bauch work before Park Capital Management?
Before Park Capital Management, Clinton Bauch was registered through M&i Financial Advisors, Inc., September 2005 to August 2009.
Where is Clinton Bauch based?
Clinton Bauch’s registered office is in Madison, WI.
Is Clinton Bauch registered with FINRA?
Yes. Clinton Bauch has a current broker registration, under CRD 2791047.
Source: FINRA BrokerCheck
Is Clinton Bauch a CFP?
Park Capital Management lists Clinton Bauch with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Clinton Bauch’s record?
Search CRD 2791047 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Clinton Bauch’s full registration record.