Panteles Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Panteles Advisors reports 39 clients. They include 37 high-net-worth individuals and 2 individual clients. Of its assets, 100.0% ($108M across 106 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 5% | <1% |
| High-net-worth individuals | 95% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2 | $35.9K | 0.0% | $18K |
| High-net-worth individuals | 37 | $108M | 100.0% | $2.92M |
| Total | 39 | $108M | 100% | $2.77M |
- Clients
- 2
- Regulatory AUM
- $35.9K
- AUM share
- 0.0%
- Avg. per client
- $18K
- Clients
- 37
- Regulatory AUM
- $108M
- AUM share
- 100.0%
- Avg. per client
- $2.92M
Total
- Clients
- 39
- Regulatory AUM
- $108M
- AUM share
- 100%
- Avg. per client
- $2.77M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Panteles Advisors is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Janda Legacy Investments, LP owns 50% to 75% of Panteles Advisors and is in turn owned by Stephen Shannon Spousal Trust (25–50%) and Leslee Shannon Spousal Trust (25–50%). It has 4 employees.
Leadership
- Aaron JunkCCO / Partner
- Stephen ShannonPartner
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Panteles Advisors, LLC
Janda Legacy Investments, LP
Control person · since January 2014
- Owns 25% to 50% of Janda Legacy Investments, LP
Stephen Shannon Spousal Trust
since June 2021
- Owns 75% or more of Stephen Shannon Spousal Trust
Stephen Shannon
Control person · since June 2021
- Owns 25% to 50% of Janda Legacy Investments, LP
Leslee Shannon Spousal Trust
since June 2021
- Owns 75% or more of Leslee Shannon Spousal Trust
Leslee Shannon
since June 2021
- Owns 25% to 50% of Panteles Advisors, LLC
Dutch Haven, LLC
Control person · since December 2021
- Owns 50% to 75% of Dutch Haven, LLC
Aaron Junk
Control person · since December 2021
- Owns 50% to 75% of Dutch Haven, LLC
Sarah Junk
since December 2021
Besides its headquarters, Panteles Advisors has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 415 US 377, Suite 110, ArgyleHQ
Other business names
Panteles Advisors has reported 1 other business name to the SEC.
- Panteles
Contact and registration details
- Legal name
- Panteles Advisors, LLC
- Headquarters
- 415 US 377, Suite 110, Argyle, TX 76226
- Website
- pantelesadvisors.com
- Phone
- 940-239-8042
- SEC file
- 801-136180
- Structure
- Texas LLC
- Fiscal year end
- December
Panteles Advisors does not have custody of client assets.
At year end, Panteles Advisors’ separately managed accounts were mostly in stocks (66%) and cash (27%).
What the accounts hold
- Stocks66%
- Exchange-traded equities38%
- Non-exchange-traded equities28%
- Bonds7%
- Cash27%
How many clients does Panteles Advisors have?
Panteles Advisors has 39 clients and manages $108 million for them, as of September 2026. They include 37 high-net-worth individuals and 2 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does Panteles Advisors offer?
Panteles Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Panteles Advisors have?
Panteles Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Panteles Advisors invest in?
At the end of its last fiscal year, Panteles Advisors’ separately managed accounts held 38% exchange-traded equities, 28% non-exchange-traded equities, 27% cash and equivalents and 7% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Panteles Advisors?
Panteles Advisors is owned through a chain of holding companies by Aaron and Sarah Junk, Stephen Shannon, and Leslee Shannon. Its direct owners are Janda Legacy Investments, LP (50% to 75%) and Dutch Haven, LLC (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does Panteles Advisors get paid?
Panteles Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Panteles Advisors?
Panteles Advisors’ main office is at 415 US 377, Suite 110, Argyle, TX 76226. Its phone number is 940-239-8042. Its website is pantelesadvisors.com.