Aaron Junk has been CCO / Partner of Panteles Advisors since June 2022, is a control person of the firm and directly owns under 5% of it.
Panteles Advisors, LLC is an Argyle, TX firm with $108M under management, 39 clients and 4 advisers in one office, as of its September 2026 filing.
Aaron Junk’s longest registration is the current one, 3 years at Panteles Advisors since 2022. Before joining Panteles Advisors in 2022, Aaron Junk was registered through Hartford Funds and Rydex Advisory Services, LLC.
- Hartford Funds– · under a yearArgyle, TX · Adviser representative · Firm CRD 147746
- Rydex Advisory Services, LLC– · 3 yearsRockville, MD · Adviser representative · Firm CRD 132735
Investment adviser representative registrations
Aaron Junk is registered as an investment adviser representative in Texas, since December 2022.
- TexasSince 9 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 September 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 February 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 February 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Aaron Barto Junk
- CRD
- 3001168
- Firm
- Panteles Advisors · CRD 322676
- Role
- CCO / Partner
- Office
- 415 US 377, SUITE 110, Argyle, TX 76226
- Registration
- Investment adviser registration
- In the industry since
- March 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Aaron Junk work?
Aaron Junk has been CCO / Partner of Panteles Advisors, LLC since June 2022, and is a control person of the firm.
Is Aaron Junk a financial advisor?
Yes. Aaron Junk has a current investment-adviser registration in Texas, through Panteles Advisors since December 2022.
How many years of experience does Aaron Junk have?
Aaron Junk has 27 years in the financial industry, since March 1999, across 3 adviser firms.
What exams has Aaron Junk passed?
Aaron Junk has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in February 1998. FINRA credited Aaron Junk with the SIE, which began in October 2018.
Where did Aaron Junk work before Panteles Advisors?
Before Panteles Advisors, Aaron Junk was registered through Hartford Funds, June 2022 to December 2022; Rydex Advisory Services, LLC, September 2005 to January 2009.
Where is Aaron Junk based?
Aaron Junk’s registered office is in Argyle, TX.
Is Aaron Junk registered with FINRA?
No. Aaron Junk has no current broker registration.
How can I verify Aaron Junk’s record?
Search CRD 3001168 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aaron Junk’s full registration record.