Stephen Shannon has been Partner of Panteles Advisors since June 2022, is a control person of the firm and directly owns under 5% of it.
Panteles Advisors, LLC is an Argyle, TX firm with $108M under management, 39 clients and 4 advisers in one office, as of its September 2026 filing.
Stephen Shannon’s longest registration is the current one, 3 years at Panteles Advisors since 2023. Before joining Panteles Advisors in 2023, Stephen Shannon was registered through Citigroup Global Markets Inc.
- Citigroup Global Markets Inc.– · under a yearDallas, TX · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Stephen Shannon is registered as an investment adviser representative in Texas, since October 2023.
- TexasSince 10 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 June 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 September 2000 |
| Series 7 | General Securities Representative Examination | 14 August 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Robert Shannon
- CRD
- 3274987
- Firm
- Panteles Advisors · CRD 322676
- Role
- Partner
- Office
- 415 US 377, SUITE 110, Argyle, TX 76226
- Registration
- Investment adviser registration
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Shannon work?
Stephen Shannon has been Partner of Panteles Advisors, LLC since June 2022, and is a control person of the firm.
Is Stephen Shannon a financial advisor?
Yes. Stephen Shannon has a current investment-adviser registration in Texas, through Panteles Advisors since October 2023.
How many years of experience does Stephen Shannon have?
Stephen Shannon has 3 years in the financial industry, since May 2023, across 2 adviser firms.
What exams has Stephen Shannon passed?
Stephen Shannon has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 2000.
Where did Stephen Shannon work before Panteles Advisors?
Before Panteles Advisors, Stephen Shannon was registered through Citigroup Global Markets Inc., October 2008 to March 2009.
Where is Stephen Shannon based?
Stephen Shannon’s registered office is in Argyle, TX.
Is Stephen Shannon registered with FINRA?
No. Stephen Shannon has no current broker registration.
How can I verify Stephen Shannon’s record?
Search CRD 3274987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Shannon’s full registration record.