{"url":"https://nivawealth.com/firms/panteles-advisors-322676","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322676","regulatoryAum":108183493,"crd":"322676","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8040639","suffix":null,"lastName":"Calvillo","firstName":"Alec","middleName":"Michael"},{"crd":"3001168","suffix":null,"lastName":"JUNK","firstName":"AARON","middleName":"BARTO"},{"crd":"6967821","suffix":null,"lastName":"Knight","firstName":"Collins","middleName":"Garrett"},{"crd":"3274987","suffix":null,"lastName":"SHANNON","firstName":"STEPHEN","middleName":"ROBERT"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136180","legalName":"Panteles Advisors, LLC","displayName":"Panteles Advisors","slug":"panteles-advisors-322676","website":"https://pantelesadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"415 US 377, Suite 110","city":"Argyle","state":"TX","stateName":"Texas","country":"United States","postalCode":"76226"},"tradeNames":["Panteles"],"registration":{"secApproved":"15 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2773935.717948718,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108183493,"discretionary":108183493,"discretionaryAccounts":106,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":2,"regulatoryAum":35904},{"label":"High-net-worth individuals","clients":37,"regulatoryAum":108147589}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:17:13.97585+00:00","documents":[{"name":"PA ADV 2AB","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059569","versionId":1059569,"submittedOn":"2026-09-30"}]},"custodians":[],"custodyNote":"Panteles Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Aaron Junk","title":"CCO / Partner","crd":"3001168"},{"name":"Stephen Shannon","title":"Partner","crd":"3274987"}],"ownership":[{"label":"Janda Legacy Investments, LP","detail":"Owner/partner in the 50% to 75% ownership band and a control person, since January 2014."},{"label":"Dutch Haven, LLC","detail":"Owner in the 25% to 50% ownership band and a control person, since December 2021."},{"label":"Stephen Shannon Spousal Trust","detail":"Indirect owner: a owner of Janda Legacy Investments, LP in the 25% to 50% band, since June 2021.","parent":"Janda Legacy Investments, LP"},{"label":"Aaron Junk","detail":"Indirect owner: a owner, member of Dutch Haven, LLC in the 50% to 75% band and a control person, since December 2021.","parent":"Dutch Haven, LLC"},{"label":"Stephen Shannon","detail":"Indirect owner: a owner, member of Stephen Shannon Spousal Trust in the 75% or more band and a control person, since June 2021.","parent":"Stephen Shannon Spousal Trust"},{"label":"Leslee Shannon Spousal Trust","detail":"Indirect owner: a owner of Janda Legacy Investments, LP in the 25% to 50% band, since June 2021.","parent":"Janda Legacy Investments, LP"},{"label":"Sarah Junk","detail":"Indirect owner: a owner, trustee of Dutch Haven, LLC in the 50% to 75% band, since December 2021.","parent":"Dutch Haven, LLC"},{"label":"Leslee Shannon","detail":"Indirect owner: a owner, trustee of Leslee Shannon Spousal Trust in the 75% or more band, since June 2021.","parent":"Leslee Shannon Spousal Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"415 US 377, Suite 110","city":"Argyle","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"940-239-8042","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":38},{"label":"Non-exchange-traded equity securities","percent":28},{"label":"U.S. state and local bonds","percent":7},{"label":"Cash and cash equivalents","percent":27}],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322676/PDF/322676.pdf","brochureDate":"30 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059569","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Panteles Advisors have?","answer":"Panteles Advisors has 39 clients and manages $108 million for them, as of September 2026. They include 37 high-net-worth individuals and 2 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Panteles Advisors offer?","answer":"Panteles Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Panteles Advisors have?","answer":"Panteles Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Panteles Advisors invest in?","answer":"At the end of its last fiscal year, Panteles Advisors’ separately managed accounts held 38% exchange-traded equities, 28% non-exchange-traded equities, 27% cash and equivalents and 7% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Panteles Advisors?","answer":"Panteles Advisors is owned through a chain of holding companies by Aaron and Sarah Junk, Stephen Shannon, and Leslee Shannon. Its direct owners are Janda Legacy Investments, LP (50% to 75%) and Dutch Haven, LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Panteles Advisors get paid?","answer":"Panteles Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Panteles Advisors?","answer":"Panteles Advisors’ main office is at 415 US 377, Suite 110, Argyle, TX 76226. Its phone number is 940-239-8042. Its website is pantelesadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}