Skip to content

Firms by city

Registered investment advisers in Buffalo, NY

13 SEC-registered advisers headquartered in Buffalo, listed by regulatory assets under management as reported on Form ADV.

Search the full directory by firm name, city, state, CRD number or custodian.

13 firms listed

Headquarters
Buffalo, NY
Regulatory AUM
$3.59B
Headquarters
Buffalo, NY
Regulatory AUM
$2.4B
Headquarters
Buffalo, NY
Regulatory AUM
$2.13B
Headquarters
Buffalo, NY
Regulatory AUM
$1.43B
Headquarters
Buffalo, NY
Regulatory AUM
$1.03B
Headquarters
Buffalo, NY
Regulatory AUM
$911M
Headquarters
Buffalo, NY
Regulatory AUM
$437M
Headquarters
Buffalo, NY
Regulatory AUM
$328M
Headquarters
Buffalo, NY
Regulatory AUM
$310M
Headquarters
Buffalo, NY
Regulatory AUM
$183M
Headquarters
Buffalo, NY
Regulatory AUM
$176M
Headquarters
Buffalo, NY
Regulatory AUM
$150M
Headquarters
Buffalo, NY
Regulatory AUM
$137M

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when it reports its principal office in Buffalo on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see firms headquartered in New York.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.