Mokosak Advisory Group provides financial planning, portfolio management for individuals and small businesses, and insurance. Financial planning was provided to 251–500 clients last fiscal year.
Mokosak Advisory Group reports 490 clients. They include 357 individual clients and 133 high-net-worth individuals. Of its assets, 99.0% ($410M across 1,346 accounts) are managed with discretion; $4.11M across 18 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 26% |
| High-net-worth individuals | 27% | 74% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 357 | $107M | 25.8% | $299K |
| High-net-worth individuals | 133 | $307M | 74.2% | $2.31M |
| Charitable organizations | Fewer than 5 | $87.5K | 0.0% | — |
| Total | 490 | $414M | 100% | — |
- Clients
- 357
- Regulatory AUM
- $107M
- AUM share
- 25.8%
- Avg. per client
- $299K
- Clients
- 133
- Regulatory AUM
- $307M
- AUM share
- 74.2%
- Avg. per client
- $2.31M
- Clients
- Fewer than 5
- Regulatory AUM
- $87.5K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 490
- Regulatory AUM
- $414M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Mokosak Advisory Group charges 0.25%–1.40% a year for its Advisory Fee for Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.40% |
| $500K–$1M | 1.00% |
| $1M–$4M | 0.75% |
| $4M–$10M | 0.50% |
| $10M and above | 0.25% |
Fee details and sources
Richard Mokosak owns 50% to 75% of Mokosak Advisory Group. The leadership team of Mokosak Advisory Group includes President Richard Mokosak. It has 4 employees.
Leadership
- Richard MokosakPresident & Chief Compliance Officer
- Ryan PageVice President
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Mokosak Advisory Group, LLC
Richard Mokosak
Control person · since September 2008
- Owns 25% to 50% of Mokosak Advisory Group, LLC
Ryan Page
Control person · since January 2022
Mokosak Advisory Group’s regulatory assets grew 1.9× from $220M (March 2021) to $414M (February 2026); clients rose from 359 to 490 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $414M | 490 | 4 | 1 |
| February 2025 | $345M | 458 | 4 | 1 |
| March 2024 | $288M | 425 | 4 | 1 |
| April 2023 | $228M | 408 | 3 | 1 |
| May 2022 | $276M | 395 | 3 | 1 |
| March 2021 | $220M | 359 | 3 | 1 |
Besides its headquarters, Mokosak Advisory Group has 0 offices, with 1 listed address in Iowa.
Iowa · 1 listed address
- 2900 100th Street Suite 102, UrbandaleHQ
Contact and registration details
- Legal name
- Mokosak Advisory Group, LLC
- Headquarters
- 2900 100th Street Suite 102, Urbandale, IA 50322
- Website
- mokosakadvisorygroup.com
- Phone
- 515-223-5404
- SEC file
- 801-110319
- Founded
- 2008
- Structure
- Iowa LLC
- Fiscal year end
- December
Mokosak Advisory Group uses Charles Schwab ($409M) as custodian for its separately managed accounts. Mokosak Advisory Group has custody of $24.1M in client assets for 31 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $409M100%
At year end, Mokosak Advisory Group’s separately managed accounts were mostly in funds (99%). Its reported 13F holdings for the quarter ended 30 June 2026 total $462M across 38 positions; the largest are Schwab Strategic TR (22.7%), Vanguard Index Fds (17.3%) and Schwab Strategic TR (9.3%).
What the accounts hold
- Funds99%
- Cash1%
Reported 13F holdings
- $462M
- Reported 13F value
- 38
- Positions
- 92.9%
- In the 10 largest
- +15.6%
- Value vs. prior quarter
- Schwab Strategic TR · US Lcap VA ETF22.7%
- Vanguard Index Fds · SM CP Val ETF17.3%
- Schwab Strategic TR · US Sml Cap ETF9.3%
- Schwab Strategic TR · US Mid-cap ETF9.0%
- Schwab Strategic TR · US Lcap GR ETF8.8%
- Vanguard World FD · Inf Tech ETF8.3%
- Schwab Strategic TR · US Aggregate B6.5%
- Pimco ETF TR · Inv Grd Crp BD5.7%
- Vanguard Index Fds · Value ETF3.0%
- Vanguard Admiral Fds Inc. · Smlcp 600 Val2.3%
Together, the ten largest are 92.9% of reported value.
How many clients does Mokosak Advisory Group have?
Mokosak Advisory Group has 490 clients and manages $414 million for them, as of February 2026. They include 357 individual clients and 133 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does Mokosak Advisory Group offer?
Mokosak Advisory Group provides financial planning, portfolio management for individuals and small businesses, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Mokosak Advisory Group charge?
Mokosak Advisory Group charges 0.25%–1.40% a year for its Advisory Fee for Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2 AND 2B 022426, filed 24 February 2026
Which custodians does Mokosak Advisory Group use?
Mokosak Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $409M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does Mokosak Advisory Group have?
Mokosak Advisory Group has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mokosak Advisory Group invest in?
At the end of its last fiscal year, Mokosak Advisory Group’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mokosak Advisory Group?
Mokosak Advisory Group’s direct owners are Richard Mokosak (50% to 75%) and Ryan Page (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does Mokosak Advisory Group get paid?
Mokosak Advisory Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Mokosak Advisory Group registered with the SEC?
Yes, Mokosak Advisory Group has been registered with the SEC as an investment adviser since 7 April 2017. Its CRD number is 287538 and its SEC file number is 801-110319.
Source: Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record
How do I contact Mokosak Advisory Group?
Mokosak Advisory Group’s main office is at 2900 100th Street Suite 102, Urbandale, IA 50322. Its phone number is 515-223-5404. Its website is mokosakadvisorygroup.com.