Caroline Evans has been an investment adviser representative at Mokosak Advisory Group since March 2024, and is not listed among the firm’s executive officers or direct owners.
Mokosak Advisory Group, LLC is an Urbandale, IA firm with $414M under management, 490 clients and 4 advisers in one office, as of its February 2026 filing.
- Mokosak Advisory Group, LLCCurrent– present · 2 yearsUrbandale, IA · Adviser representative · Firm CRD 287538
Investment adviser representative registrations
Caroline Evans is registered as an investment adviser representative in Iowa, since March 2024.
- IowaSince 6 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2024 |
| SIE | Securities Industry Essentials Examination | 18 February 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Caroline Elizabeth Evans
- CRD
- 7256779
- Firm
- Mokosak Advisory Group · CRD 287538
- Office
- 2900 100TH STREET SUITE 102, Urbandale, IA 50322
- Registration
- Investment adviser registration
- In the industry since
- March 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Caroline Evans work?
Caroline Evans is an investment adviser representative registered through Mokosak Advisory Group, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Caroline Evans a financial advisor?
Yes. Caroline Evans has a current investment-adviser registration in Iowa, through Mokosak Advisory Group since March 2024.
How many years of experience does Caroline Evans have?
Caroline Evans has 2 years in the financial industry, since March 2024, across 1 adviser firm.
What exams has Caroline Evans passed?
Caroline Evans has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in February 2023.
Where is Caroline Evans based?
Caroline Evans’ registered office is in Urbandale, IA.
Is Caroline Evans registered with FINRA?
No. Caroline Evans has no current broker registration.
How can I verify Caroline Evans’ record?
Search CRD 7256779 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caroline Evans’ full registration record.