{"url":"https://nivawealth.com/firms/mokosak-advisory-group-287538","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287538","regulatoryAum":413919041,"crd":"287538","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7256779","suffix":null,"lastName":"Evans","firstName":"Caroline","middleName":"Elizabeth"},{"crd":"7282714","suffix":null,"lastName":"Kelly","firstName":"Martin","middleName":"Joseph"},{"crd":"2520987","suffix":null,"lastName":"MOKOSAK","firstName":"RICHARD","middleName":"FRANK"},{"crd":"6059616","suffix":null,"lastName":"PAGE","firstName":"RYAN","middleName":"MATTHEW"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-17","regulatoryAum":219677632,"clients":359,"employees":3,"offices":1},{"filedOn":"2022-05-26","regulatoryAum":276206462,"clients":395,"employees":3,"offices":1},{"filedOn":"2023-04-25","regulatoryAum":228333737,"clients":408,"employees":3,"offices":1},{"filedOn":"2024-03-04","regulatoryAum":288131152,"clients":425,"employees":4,"offices":1},{"filedOn":"2025-02-25","regulatoryAum":345300877,"clients":458,"employees":4,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":413919041,"clients":490,"employees":4,"offices":1}],"secFileNumber":"801-110319","legalName":"Mokosak 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2022."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Iowa","offices":1,"addresses":[{"street":"2900 100th Street Suite 102","city":"Urbandale","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"515-223-5404","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"251-500","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287538/PDF/287538.pdf","brochureDate":"24 February 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They include 357 individual clients and 133 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mokosak Advisory Group offer?","answer":"Mokosak Advisory Group provides financial planning, portfolio management for individuals and small businesses, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mokosak Advisory Group charge?","answer":"Mokosak Advisory Group charges 0.25%–1.40% a year for its Advisory Fee for Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2 AND 2B 022426, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mokosak Advisory Group use?","answer":"Mokosak Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $409M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mokosak Advisory Group have?","answer":"Mokosak Advisory Group has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mokosak Advisory Group invest in?","answer":"At the end of its last fiscal year, Mokosak Advisory Group’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mokosak Advisory Group?","answer":"Mokosak Advisory Group’s direct owners are Richard Mokosak (50% to 75%) and Ryan Page (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mokosak Advisory Group get paid?","answer":"Mokosak Advisory Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Mokosak Advisory Group registered with the SEC?","answer":"Yes, Mokosak Advisory Group has been registered with the SEC as an investment adviser since 7 April 2017. Its CRD number is 287538 and its SEC file number is 801-110319.","source":"Form ADV Part 1A, Item 1, filed 24 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Mokosak Advisory Group?","answer":"Mokosak Advisory Group’s main office is at 2900 100th Street Suite 102, Urbandale, IA 50322. Its phone number is 515-223-5404. Its website is mokosakadvisorygroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/mokosak-advisory-group-287538/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-03","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1713112/000171311226000003/0001713112-26-000003-index.html","totalValue":461730025,"positionCount":38,"top10Share":0.92941158418277,"top10":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP VA ETF","cusip":"808524409","value":104904095,"shares":3013603,"shareType":"SH","priorValue":91761806,"priorShares":3008501},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SM CP VAL ETF","cusip":"922908611","value":79684094,"shares":327918,"shareType":"SH","priorValue":70508816,"priorShares":324494},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US SML CAP 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}